Adviser Profile

As of Date 12/08/2025
Registration SEC, Approved, 02/13/1986
ADV Location LONG BEACH, CA, United States
Contact Info 562 xxxxxxx
Websites
AUM* 244,306,687 1%
of that, discretionary 244,306,687 1%
Number of Employees 3
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 1,783,260 -48%
% High Net Worth 64.23% 27%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

244M 209M 175M 140M 105M 70M 35M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker037833100 Stock NameApple Inc $ Position$13,233 % Position9.00% $ Change8.00% # Change-5.00%
Stck Ticker594918104 Stock NameMicrosoft Corp $ Position$8,490 % Position6.00% $ Change2.00% # Change1.00%
Stck Ticker67066G104 Stock NameNVIDIA Corp $ Position$9,276 % Position6.00% $ Change15.00% # Change0.00%
Stck Ticker02079K305 Stock NameAlphabet Inc A $ Position$7,328 % Position5.00% $ Change21.00% # Change-3.00%
Stck Ticker023135106 Stock NameAmazon.com Inc $ Position$5,100 % Position3.00% $ Change14.00% # Change0.00%
Stck Ticker11135F101 Stock NameBroadcom Inc Com $ Position$4,255 % Position3.00% $ Change19.00% # Change-2.00%
Stck Ticker053015103 Stock NameAutomatic Data Processing Inc $ Position$2,576 % Position2.00% $ Change20.00% # Change9.00%
Stck Ticker084670702 Stock NameBerkshire Hathaway Inc B $ Position$2,885 % Position2.00% $ Change5.00% # Change1.00%
Stck Ticker09290D101 Stock NameBlackRock Inc $ Position$2,524 % Position2.00% $ Change-2.00% # Change-2.00%
Stck Ticker00287Y109 Stock NameAbbVie Inc $ Position$2,664 % Position2.00% $ Change13.00% # Change-2.00%

Brochure Summary