Adviser Profile

As of Date 09/22/2026
Registration SEC, Approved, 11/24/1982
ADV Location NAPA, CA, United States
Contact Info 707 xxxxxxx
Websites
AUM* 374,744,371 11%
of that, discretionary 374,198,259 11%
Number of Employees 5
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 1,734,928 15%
% High Net Worth 66.39% -2%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

355M 304M 253M 203M 152M 101M 51M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker037833100 Stock NameAPPLE INC $ Position$16,800,298 % Position8.00% $ Change11.00% # Change-3.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$10,199,526 % Position5.00% $ Change17.00% # Change-6.00%
Stck Ticker458140100 Stock NameINTEL CORP $ Position$9,685,747 % Position5.00% $ Change198.00% # Change-6.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$9,831,668 % Position5.00% $ Change0.00% # Change-1.00%
Stck Ticker02079K107 Stock NameALPHABET INC $ Position$8,884,130 % Position4.00% $ Change21.00% # Change-1.00%
Stck Ticker007903107 Stock NameADVANCED MICRO DEVICES INC $ Position$5,660,968 % Position3.00% $ Change173.00% # Change-4.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$5,947,060 % Position3.00% $ Change10.00% # Change-4.00%
Stck Ticker68389X105 Stock NameORACLE CORP $ Position$5,181,568 % Position3.00% $ Change-1.00% # Change-1.00%
Stck Ticker64110L106 Stock NameNETFLIX INC. $ Position$4,633,146 % Position2.00% $ Change-27.00% # Change-2.00%
Stck Ticker571748102 Stock NameMARSH & MCLENNAN COS INC $ Position$4,239,418 % Position2.00% $ Change-5.00% # Change-1.00%

Brochure Summary