Adviser Profile

As of Date 03/26/2026
Registration SEC, Approved, 08/16/1985
ADV Location PASADENA, CA, United States
Contact Info 626 xxxxxxx
Websites
AUM* 540,075,064 6%
of that, discretionary 540,075,064 6%
Number of Employees 5
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 6,506,928 12%
% High Net Worth 73.49% -5%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

932M 799M 666M 533M 400M 266M 133M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker007903107 Stock NameAdvanced Micro Devices $ Position$61,097,790 % Position13.00% $ Change152.00% # Change-12.00%
Stck Ticker02079K305 Stock NameAlphabet Inc Cap Stk Cl A $ Position$38,439,075 % Position8.00% $ Change2699.00% # Change2153.00%
Stck Ticker037833100 Stock NameApple, Inc. $ Position$30,413,788 % Position6.00% $ Change2528.00% # Change2205.00%
Stck Ticker22160K105 Stock NameCostco Wholesale $ Position$21,878,724 % Position5.00% $ Change3202.00% # Change3417.00%
Stck Ticker697435105 Stock NamePalo Alto Networks Inc. Com $ Position$20,763,003 % Position4.00% $ Change113.00% # Change0.00%
Stck Ticker368736104 Stock NameGenerac Hldgs Inc. $ Position$16,800,267 % Position4.00% $ Change1877.00% # Change1219.00%
Stck Ticker038222105 Stock NameApplied Materials Inc. $ Position$14,864,880 % Position3.00% $ Change71.00% # Change-19.00%
Stck Ticker14040H105 Stock NameCapital One Finl Corp $ Position$14,025,946 % Position3.00% $ Change11.00% # Change1.00%
Stck TickerG25457105 Stock NameCredo Technology Group Ord Shs $ Position$15,997,459 % Position3.00% $ Change102.00% # Change-30.00%
Stck Ticker02079K107 Stock NameAlphabet Inc Cap Stk Cl C $ Position$12,411,776 % Position3.00% $ Change20.00% # Change-2.00%

Brochure Summary