Adviser Profile

As of Date 01/15/2026
Registration SEC, Approved, 06/07/1984
Other registrations (1)
Contact Info 513 xxxxxxx
AUM* 173,283,273 16%
of that, discretionary 173,283,273 16%
Number of Employees 2
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 731,153 26%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

173M 149M 124M 99M 74M 50M 25M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees