9AT: MARTIN NELSON & CO., INC.

MARTIN NELSON & CO., INC.

MARTIN NELSON & CO., INC.

Adviser Profile

As of Date	08/17/2026
Registration	SEC, Approved, 01/11/2022
Other registrations (2)	Washington, Terminated, 02/14/2022 Oregon, Terminated, 11/24/2020
ADV Location	SEATTLE, WA, United States
Contact Info	206 xxxxxxx
Websites

AUM^*	287,344,200 38%
of that, discretionary	287,344,200 38%
Number of Employees	9 29%
of those in investment advisory functions	4 100%
Private Fund GAV^*	0
Avg Account Size	680,910 10%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

287M 246M 205M 164M 123M 82M 41M

2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

MARTIN NELSON & CO., INC. HISTORY AND OWNERSHIP MNCO was officially registered as a Corporation on April 4, 1954. We are a full-service broker/dealer offering stocks, bonds, mutual funds, and other commissioned products. We have been a registered investment advisor since 2013. The principal owner is Martin O. Nelson, Jr. GENERAL DESCRIPTION OF ADVISORY SERVICES We offer our investment Advisory services through MNCO for our client’s accounts held at our third-party custodians, Hilltop Securities (“HT”) and Charles Schwab (“CHAS”). MNCO is registered as an investment advisor with the Securities and Exchange Commission. Registration does not imply a certain level of skill or training. We provide the following service for our clients: Portfolio Management Services: Our firm offers discretionary and non-discretionary continuous portfolio management services where the investment advice provided is tailored to meet the needs and investment objectives of the client. If you participate in our

discretionary portfolio management services, we require you to grant our firm discretionary authority to manage your account. Discretionary authorization will allow our firm to determine the specific securities, and the amount of securities, to be purchased or sold for your account without your approval. Discretionary authority is typically granted by the client agreement you sign with our firm. SERVICES TAILORED TO CLIENTS NEEDS Our Advisor services are tailored to each individual client. Your Advisor will conduct a client profile to assess your current financial condition, evaluate your risk tolerance, establish suitable investment objectives, determine which classes of assets are most appropriate to achieve the objectives and allocate the funds into those assets. The client and Advisor will decide if the services to be provided will be discretionary or non-discretionary. CLIENT ASSETS UNDER MANAGEMENT As of March 2023, MNCO Advisors manages 172 million dollars of assets.