Adviser Profile

As of Date 03/30/2026
Registration SEC, Approved, 11/22/1983
ADV Location BIRMINGHAM, AL, United States
Contact Info 205 xxxxxxx
AUM* 273,628,841 -8%
of that, discretionary 273,628,841 -8%
Number of Employees 1 -50%
of those in investment advisory functions 1 -50%
Private Fund GAV* 0
Avg Account Size 3,420,361 106%
% High Net Worth < 0.01% -100%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

322M 276M 230M 184M 138M 92M 46M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker149123101 Stock NameCATERPILLAR INC DEL $ Position$41,079 % Position16.00% $ Change48.00% # Change-1.00%
Stck Ticker244199105 Stock NameDEERE & CO $ Position$19,830 % Position8.00% $ Change12.00% # Change-1.00%
Stck Ticker532457108 Stock NameELI LILLY & CO $ Position$11,976 % Position5.00% $ Change25.00% # Change-4.00%
Stck Ticker231021106 Stock NameCUMMINS INC $ Position$9,857 % Position4.00% $ Change29.00% # Change-2.00%
Stck Ticker020002101 Stock NameALLSTATE CORP DEL COM $ Position$10,797 % Position4.00% $ Change15.00% # Change0.00%
Stck Ticker75513e101 Stock NameRTX CORP $ Position$9,798 % Position4.00% $ Change-2.00% # Change0.00%
Stck Ticker291011104 Stock NameEMERSON ELEC CO $ Position$7,540 % Position3.00% $ Change8.00% # Change-1.00%
Stck Ticker478160104 Stock NameJOHNSON AND JOHNSON COM $ Position$7,291 % Position3.00% $ Change2.00% # Change-1.00%
Stck Ticker580135101 Stock NameMCDONALDS CORP COM $ Position$8,092 % Position3.00% $ Change-14.00% # Change-1.00%
Stck Ticker539830109 Stock NameLOCKHEED MARTIN CORP $ Position$7,522 % Position3.00% $ Change-16.00% # Change0.00%