Adviser Profile

As of Date 07/29/2026
Registration SEC, Approved, 09/14/1983
ADV Location PASADENA, CA, United States
Contact Info 626 xxxxxxx
Websites
AUM* 139,344,370,550 4%
of that, discretionary 139,344,370,550 4%
Number of Employees 43 8%
of those in investment advisory functions 22 10%
Private Fund GAV* 0
Avg Account Size 7,741,353,919 113%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- Sovereign wealth funds and foreign official institutions

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

154B 132B 110B 88B 66B 44B 22B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker595112103 Stock NameMICRON TECHNOLOGY INC $ Position$22,182,263,342 % Position13.00% $ Change200.00% # Change-12.00%
Stck Ticker532457108 Stock NameELI LILLY & CO $ Position$11,002,256,246 % Position7.00% $ Change30.00% # Change-1.00%
Stck Ticker458140100 Stock NameINTEL CORP $ Position$10,507,291,264 % Position6.00% $ Change214.00% # Change-1.00%
Stck Ticker482480100 Stock NameKLA CORP $ Position$6,196,136,809 % Position4.00% $ Change73.00% # Change742.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$5,310,435,649 % Position3.00% $ Change23.00% # Change-1.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$2,851,067,887 % Position2.00% $ Change13.00% # Change-1.00%
Stck TickerG0593M107 Stock NameASTRAZENECA PLC $ Position$3,431,207,652 % Position2.00% $ Change-4.00% # Change-1.00%
Stck Ticker09062X103 Stock NameBIOGEN INC $ Position$3,274,304,389 % Position2.00% $ Change21.00% # Change3.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$2,663,687,328 % Position2.00% $ Change-1.00% # Change-2.00%
Stck Ticker31428X106 Stock NameFEDEX CORP $ Position$2,554,138,472 % Position2.00% $ Change-14.00% # Change-2.00%

Brochure Summary