Adviser Profile

As of Date 02/10/2026
Registration SEC, Approved, 10/01/1977
ADV Location JERSEY CITY, NJ, United States
Contact Info 201 xxxxxxx
Websites
AUM* 5,939,604,331 93%
of that, discretionary 5,939,604,331 93%
Number of Employees 21 -5%
of those in investment advisory functions 7 -13%
Private Fund GAV* 0
Avg Account Size 20,988,001 212%
% High Net Worth 1.06% 142%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

6B 5B 4B 3B 3B 2B 849M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees