9AT: RETIREMENT PLANS, INC.

RETIREMENT PLANS, INC.

RETIREMENT PLANS, INC.

Adviser Profile

As of Date	03/16/2026
Registration	SEC, Approved, 01/25/2022
Other registrations (1)	Ohio, Approved, 01/31/2018
ADV Location	WESTERVILLE, OH, United States
Contact Info	614 xxxxxxx
Websites

AUM^*	224,910,818 -8%
of that, discretionary	224,910,818 -8%
Number of Employees	6 50%
of those in investment advisory functions	1 -50%
Private Fund GAV^*	0
Avg Account Size	809,032 -5%
% High Net Worth	< 0.01% -100%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- Pension and profit sharing plans

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

248M 212M 177M 142M 106M 71M 35M

2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

Firm Description Retirement Plans, Inc. (“RPI”) is a registered investment adviser primarily based in Westerville, Ohio. We are organized as a corporation under the laws of the State of Ohio. RPI has been in business since 2011 providing third party administrator services and the company is also a licensed insurance agency. We have been providing investment advisory services since 2018. Principal Owner Richard Ritter is the principal owner. Types of Advisory Services RPI provides investment management services to individuals and retirement plans. Our strategy predominately uses no-load mutual funds, open end mutual funds, exchange traded funds (ETF’s), closed end mutual funds, target date funds, stable value funds and money market funds. RPI will act as an investment advisor and will supervise and direct the investments and make all investment decisions for the client based on the client’s risk aversion. RPI does not provide any financial

planning services. Tailored Relationships We will work with our clients that have specific needs to tailor portfolios to meet their investment parameters, time horizon, risk tolerance, and return objectives. You may request that we refrain from investing in particular securities or certain types of securities. You must provide these restrictions to our firm in writing. Clients may impose reasonable restrictions or mandates on the management of their account (e.g., require that a portion of their assets be invested in socially responsible funds) if, in RPIs sole discretion, the conditions will not materially impact the performance of a portfolio strategy or prove overly burdensome to its management efforts. Wrap Fee Programs Retirement Plans, Inc. does not offer a wrap fee program. Assets Under Management Retirement Plans, Inc. manages $244,833,362 in assets under management on a discretionary basis as of December 31, 2023.