Adviser Profile

As of Date 03/09/2026
Registration SEC, Approved, 10/14/1977
ADV Location LITTLE ROCK, AR, United States
Contact Info 501 xxxxxxx
Websites
AUM* 861,601,499 12%
of that, discretionary 861,601,499 12%
Number of Employees 6
of those in investment advisory functions 4 33%
Private Fund GAV* 0
Avg Account Size 1,881,226 13%
% High Net Worth 44.21% 0%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

862M 739M 615M 492M 369M 246M 123M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker921943858 Stock NameVANGUARD TAX-MANAGED FDS $ Position$42,108,702 % Position9.00% $ Change9.00% # Change-2.00%
Stck Ticker92206C870 Stock NameVANGUARD SCOTTSDALE FDS $ Position$35,376,648 % Position8.00% $ Change8.00% # Change8.00%
Stck Ticker464287200 Stock NameISHARES TR $ Position$35,030,763 % Position8.00% $ Change15.00% # Change0.00%
Stck Ticker464287507 Stock NameISHARES TR $ Position$23,419,618 % Position5.00% $ Change14.00% # Change0.00%
Stck Ticker464288612 Stock NameISHARES TR $ Position$24,434,295 % Position5.00% $ Change0.00% # Change0.00%
Stck Ticker464287226 Stock NameISHARES TR $ Position$18,479,566 % Position4.00% $ Change160.00% # Change161.00%
Stck Ticker922042858 Stock NameVANGUARD INTL EQUITY INDEX F $ Position$18,191,005 % Position4.00% $ Change12.00% # Change1.00%
Stck Ticker464287804 Stock NameISHARES TR $ Position$14,926,512 % Position3.00% $ Change15.00% # Change-4.00%
Stck Ticker464287440 Stock NameISHARES TR $ Position$13,091,987 % Position3.00% $ Change4.00% # Change5.00%
Stck Ticker46434V274 Stock NameISHARES TR $ Position$10,907,771 % Position2.00% $ Change5.00% # Change0.00%

Brochure Summary