| As of Date | 03/09/2026 |
| Registration | SEC, Approved, 10/14/1977 |
| ADV Location | LITTLE ROCK, AR, United States |
| Contact Info | 501 xxxxxxx |
| Websites |
| AUM* | 861,601,499 12% |
| of that, discretionary | 861,601,499 12% |
| Number of Employees | 6 |
| of those in investment advisory functions | 4 33% |
| Private Fund GAV* | 0 |
| Avg Account Size | 1,881,226 13% |
| % High Net Worth | 44.21% 0% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Corporations or other businesses not listed above
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
No private funds
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser CARRET ASSET MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM3.5b | #Funds- | |
| Adviser RETIREMENT CONSULTING GROUP, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM457.0m | #Funds- | |
| Adviser PALISADE CAPITAL MANAGEMENT, LP | Hedge Fund7.3m | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV7.3m | AUM3.9b | #Funds3 | |
| Adviser PINNACLE ASSOCIATES, LTD. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund176.1m | Total Private Fund GAV176.1m | AUM10.4b | #Funds4 | |
| Adviser ALESCO ADVISORS LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM4.8b | #Funds- | |
| Adviser RIVERVIEW RESEARCH, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM990.8m | #Funds- | |
| Adviser BEAR CREEK ASSET MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund299.6m | Real Estate Fund3.0m | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV302.6m | AUM5.2b | #Funds44 | |
| Adviser HIGHLAND CAPITAL MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM3.9b | #Funds- | |
| Adviser FOREFRONT ANALYTICS, LLC | Hedge Fund85.5m | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund5.7m | Other Fund- | Total Private Fund GAV97.0m | AUM679.0m | #Funds7 | |
| Adviser HORIZON KINETICS ASSET MANAGEMENT LLC | Hedge Fund2.0b | Liquidity Fund- | Private Equity Fund16.4m | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV2.0b | AUM9.6b | #Funds24 |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker921943858 | Stock NameVANGUARD TAX-MANAGED FDS | $ Position$41,498,012 | % Position10.00% | $ Change-1.00% | # Change-1.00% |
| Stck Ticker92206C870 | Stock NameVANGUARD SCOTTSDALE FDS | $ Position$33,093,458 | % Position8.00% | $ Change-6.00% | # Change-1.00% |
| Stck Ticker464287200 | Stock NameISHARES TR | $ Position$34,980,131 | % Position8.00% | $ Change0.00% | # Change-2.00% |
| Stck Ticker464287507 | Stock NameISHARES TR | $ Position$21,671,484 | % Position5.00% | $ Change-7.00% | # Change-1.00% |
| Stck Ticker464288612 | Stock NameISHARES TR | $ Position$22,610,902 | % Position5.00% | $ Change-7.00% | # Change-5.00% |
| Stck Ticker464287226 | Stock NameISHARES TR | $ Position$18,068,768 | % Position4.00% | $ Change-2.00% | # Change2.00% |
| Stck Ticker922042858 | Stock NameVANGUARD INTL EQUITY INDEX F | $ Position$17,909,959 | % Position4.00% | $ Change-2.00% | # Change-1.00% |
| Stck Ticker464287440 | Stock NameISHARES TR | $ Position$11,752,571 | % Position3.00% | $ Change-10.00% | # Change-5.00% |
| Stck Ticker464287804 | Stock NameISHARES TR | $ Position$12,528,876 | % Position3.00% | $ Change-16.00% | # Change-8.00% |
| Stck Ticker02079K107 | Stock NameALPHABET INC | $ Position$6,546,297 | % Position2.00% | $ Change-5.00% | # Change-1.00% |