9AT: FINANCIAL ADVISORY SERVICES

FINANCIAL ADVISORY SERVICES

FINANCIAL ADVISORY SERVICES

LARSEN, GLEN ALLEN

Related Companies

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Adviser Profile

As of Date	03/30/2026
Registration	SEC, Approved, 06/07/2024
Other registrations (2)	Utah, Terminated, 02/27/2025 Utah, Approved, 12/21/1993
Former registrations	LARSEN, GLEN ALLEN
ADV Location	SALT LAKE CITY, UT, United States
Contact Info	801 xxxxxxx

AUM^*	146,605,113 18%
of that, discretionary	146,535,207 18%
Number of Employees	1
of those in investment advisory functions	1
Private Fund GAV^*	0
Avg Account Size	759,612 22%
% High Net Worth	46.99% 8%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Performance-based fees

Reported AUM

147M 126M 105M 84M 63M 42M 21M

2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

A. Description of the Advisory Firm Financial Advisory Services is a Sole Proprietorship organized in the state of Utah. The firm was formed in May of 1990, and the principal owner is Glen A. Larsen. B. Types of Advisory Services Financial Advisory Services (hereinafter “FAS”) offers the following services to advisory clients: Investment Supervisory Services FAS offers ongoing portfolio management services based on the individual goals, objectives, time horizon, and risk tolerance of each client. Investment Supervisory Services include, but are not limited to, the following: • Investment strategy • Investment Management • Asset allocation • Asset selection • Risk tolerance • Regular portfolio monitoring FAS evaluates the current investments of each client with respect to their risk tolerance levels and time horizon. FAS will request discretionary authority from clients in order to select securities and execute transactions without consulting the client prior to each transaction. Performance-based Fees Qualified investors may be offered performance-based account management with fees based on net profits above a high-water mark. Financial Planning Basic Financial planning Services are offered on an as-needed basis as part of Investment Supervisory Services. Comprehensive Financial Planning services are offered separately and billed at an hourly rate. Financial plans and financial planning may include, but are not limited to: investment planning, life insurance; tax planning; retirement planning; college planning; and debt/credit planning. Comprehensive Financial Planning

services will be documented in a Financial Planning Agreement. Services Limited to Specific Types of Investments FAS generally limits its investment advice and/or money management to mutual funds, equities, bonds, fixed income, debt securities, ETFs, real estate, REITs, insurance products including annuities, and government securities. FAS may use other securities as well to help diversify a portfolio when applicable. C. Client Tailored Services and Client Imposed Restrictions FAS offers the same suite of services to all its clients. However, specific client financial plans and implementation are dependent upon the unique circumstances of each client’s current situation (income, tax levels, and risk tolerance levels) and will influence the selection of a portfolio that matches restrictions, needs, and targets. Clients may impose restrictions in investing in certain securities or types of securities in accordance with their goals, values, and beliefs. However, if the restrictions prevent FAS from properly servicing the client account, or if the restrictions would require FAS to deviate from its standard suite of services, FAS reserves the right to end the relationship. D. Wrap Fee Programs A wrap fee program is an investment program where the investor pays one stated fee that includes management fees, transaction costs, fund expenses, and any other administrative fees. FAS does not participate in any wrap fee programs. E. Amounts Under Management FAS has the following assets under management: Discretionary Amounts: Non-discretionary Amounts: Date Calculated: $124,000,000.00 $0.00 04/24/2024

FINANCIAL ADVISORY SERVICES

FINANCIAL ADVISORY SERVICES

LARSEN, GLEN ALLEN

Related Companies

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

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FINANCIAL ADVISORY SERVICES FINANCIAL ADVISORY SERVICES LARSEN, GLEN ALLEN

Related Companies

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

FINANCIAL ADVISORY SERVICES

FINANCIAL ADVISORY SERVICES

LARSEN, GLEN ALLEN