FINANCIAL ADVISORY SERVICES

Company Profile

As of Date 05/19/2026
AUM* 146,605,113 18%
of that, discretionary 146,535,207 18%
Number of Employees 2
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 759,612 22%
High Net Worth 39.05% 8%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Performance-based fees

Disclosure Reporting

11.D(2) Other regulator found violation
View 1 DRP Record

Recent News

Reported AUM

147M 126M 105M 84M 63M 42M 21M
2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Related Companies

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