9AT: BROWN CAPITAL MANAGEMENT, LLC

BROWN CAPITAL MANAGEMENT, LLC

BROWN CAPITAL MANAGEMENT, LLC

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Adviser Profile

As of Date	08/06/2026
Registration	SEC, Approved, 04/26/2024
Other registrations (4)	Arkansas, Terminated, 04/30/2024 Texas, Conditional Restricted, 04/14/2021 Louisiana, Terminated, 12/15/2015 Arkansas, Approved, 12/01/2014
Former registrations	BROWN CAPITAL MANAGEMENT, LLC
ADV Location	LITTLE ROCK, AR, United States
Contact Info	501 xxxxxxx
Websites

AUM^*	216,143,607 34%
of that, discretionary	208,123,771 38%
Number of Employees	5 25%
of those in investment advisory functions	4 33%
Private Fund GAV^*	0
Avg Account Size	660,990 199%
% High Net Worth	18.96% 90%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

197M 169M 140M 112M 84M 56M 28M

2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

A. Description of the Advisory Firm Brown Capital Management, LLC is a Limited Liability Company organized in the state of Arkansas since May 2013 and the principal owner is Johnny R. Brown II. B. Types of Advisory Services Brown Capital Management, LLC (hereinafter “BCM”) offers the following services to advisory clients: Investment Supervisory Services BCM offers ongoing portfolio management services based on the individual goals, objectives, time horizon, and risk tolerance of each client. BCM creates an Investment Policy Statement for each client, which outlines the client’s current situation (income, tax levels, and risk tolerance levels) and then constructs a plan (the Investment Policy Statement) to aid in the selection of a portfolio that matches each client’s specific situation. Investment Supervisory Services include, but are not limited to, the following: • Investment strategy • Personal investment policy • Asset allocation • Asset selection • Risk tolerance • Regular portfolio monitoring BCM evaluates the current investments of each client with respect to their risk tolerance levels and time horizon. Risk tolerance levels are documented in the Investment Policy Statement, which is given to each client. Financial Planning Financial plans and financial planning may include, but are not limited to: investment planning, life insurance; tax concerns; retirement planning; college planning; and debt/credit planning.

These services are based on hourly fees and the final fee structure is documented in Exhibit II of the Financial Planning Agreement. Services Limited to Specific Types of Investments BCM limits its investment advice and/or money management to mutual funds, equities, bonds, fixed income, debt securities, ETFs, REITs, insurance products including annuities, and government securities. BCM may use other securities as well to help diversify a portfolio when applicable. C. Client Tailored Services and Client Imposed Restrictions BCM offers the same suite of services to all of its clients. However, specific client financial plans and their implementation are dependent upon the client Investment Policy Statement which outlines each client’s current situation (income, tax levels, and risk tolerance levels) and is used to construct a client specific plan to aid in the selection of a portfolio that matches restrictions, needs, and targets. Clients may impose restrictions in investing in certain securities or types of securities in accordance with their values or beliefs. However, if the restrictions prevent BCM from properly servicing the client account, or if the restrictions would require BCM to deviate from its standard suite of services, BCM reserves the right to end the relationship. D. Wrap Fee Programs BCM does not participate in any wrap fee programs. E. Amounts Under Management BCM has approximately $131,206,000 of assets under management as of March 27, 2024.