Company Profile

As of Date 08/06/2026
ADV Location United States, MD
Websites
AUM* 4,752,641,496 -56%
of that, discretionary 4,744,621,660 -56%
Number of Employees 42 2%
of those in investment advisory functions 17 -11%
Private Fund GAV* 0
Avg Account Size 13,201,782 3%
High Net Worth 17.50% 42%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Insurance companies
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses
- Pension consulting services
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Performance-based fees

Disclosure Reporting

11.G Currently subject to regulatory proceeding

Reported AUM

18B 16B 13B 11B 8B 5B 3B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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