9AT: PRESTON CAPITAL

other names

PRESTON CAPITAL
PRESTON CAPITAL LLC

Adviser Profile

As of Date	03/31/2026
Registration	SEC, Approved, 10/19/2023
Other registrations (1)	SEC, 120-Day Approval, 10/19/2023
ADV Location	ALISO VIEJO, CA, United States
Contact Info	949 xxxxxxx
Websites

AUM^*	1,054,611,662 -16%
of that, discretionary	1,054,611,662 -16%
Private Fund GAV^*	1,054,611,662 -16%
Avg Account Size	351,537,221 -16%
SMA’s	No
Private Funds	3

Adviser Type

- Large advisory firm

Number of Employees 18 -5%

of those in investment advisory functions 9

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

SEC Fund Type	Count	GAV
Fund TypePrivate Equity Fund	Count3	GAV$1,054,611,662

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser STOKES ASSET MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM15.9m	#Funds-
Adviser SOLIDARITY CAPITAL MANAGEMENT, LLC	Hedge Fund127.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV127.6m	AUM127.6m	#Funds1
Adviser ALIGNMENT FINANCIAL GROUP	Hedge Fund1.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.6m	AUM77.6m	#Funds1
Adviser DANDELION CAPITAL MANAGEMENT LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser OUTERLANDS CAPITAL MANAGEMENT, LLC	Hedge Fund2.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.4m	AUM6.9m	#Funds3
Adviser PREMIER GOLD GLOBAL WEALTH LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser N2 CAPITAL MANAGEMENT, LP	Hedge Fund91.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV91.5m	AUM-	#Funds1
Adviser NEW VISTA INVESTMENT GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser GEMSSTOCK LTD.	Hedge Fund3.7b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV3.7b	AUM-	#Funds6
Adviser SECTOR FUND SERVICES AS	Hedge Fund341.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV341.6m	AUM-	#Funds4

Brochure Summary

Overview

Preston Capital, LLC (“Preston Capital” or the "Adviser”) is a Delaware limited liability company organized in July 2023. The ultimate beneficiaries of Adviser are Jon Nelson, Chief Executive Officer, Jonathan Hogan, President and Chief Financial Officer, and Jonathan Brooks, Managing Director. Preston Capital provides investment advisory services to privately offered pooled investment vehicles (each a “Client”, and collectively “Clients” or the “Fund”), the principal entities of which are:
• Dogwood II LP, a South Dakota limited partnership, whose general partner is Market Garden Acquisition GP (Cayman) Ltd., a Cayman Islands exempted company under common control with the Adviser.
• Lodur Capital ICAV, an Irish collective asset management vehicle (“ICAV”) whose alternative investment fund manager (“AIFM”) is JTC Global AIFM Solutions (Ireland) Ltd., and who is advised by Adviser as a delegated investment manager. The Fund is organized in a master-feeder structure, with the Lodur Capital ICAV investing all or substantially all of its assets into Dogwood II, LP. Any reference to the Fund as used herein encompasses the

entire master-feeder structure comprised of Lodur Capital ICAV and Dogwood II LP. The Fund is closed to new investment. Preston Capital, LLC's advisory services are limited to providing investment analysis for life contingent assets, specifically life settlements, which are longevity-based investments whose return is primarily derived by the longevity of an underlying life that is insured by a life insurance policy sold in the secondary or tertiary market for life insurance. The Fund is managed in accordance with the objectives and strategies outlined in that Fund’s offering documents and Adviser does not tailor its investment advice to the needs of the individual investors (“Investors”) in the Fund. The Fund is closed to new Investors. Please see Items 5, 8, 12 and 14 for additional information regarding Adviser’s investment strategy, the role of related companies in executing the investment program, and related fees. As of March 13, 2024, Preston Capital, LLC has total regulatory assets under management of $1,040,000,000, all of which is managed on a discretionary basis. Adviser does not advise assets on a non-discretionary basis.

PRESTON CAPITAL

Adviser Profile

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Advisory Activities

Compensation Arrangments

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Brochure Summary

Overview