9AT: OZE CAPITAL LLC

other names

OZE CAPITAL LLC

Adviser Profile

As of Date	04/30/2026
Registration	SEC, Approved, 09/22/2023
ADV Location	FLORHAM PARK, NJ, United States
Contact Info	973 xxxxxxx
Websites

AUM^*	213,737,577 25%
of that, discretionary	213,737,577 25%
Private Fund GAV^*	185,528,186 -5%
Avg Account Size	17,811,465 4%
SMA’s	No
Private Funds	13 3

Adviser Type

- Large advisory firm

Number of Employees 6

of those in investment advisory functions 5 67%

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- Fixed fees (other than subscription fees)
- Performance-based fees

Accounting Firm Name	Filing Date	Form ADV-E
Accounting Firm Name CITRIN COOPERMAN	Filing Date10/28/2025	Form ADV-E View Report
Accounting Firm Name CITRIN COOPERMAN	Filing Date01/28/2025	Form ADV-E View Report

SEC Fund Type	Count	GAV
Fund TypePrivate Equity Fund	Count13	GAV$185,528,186

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser AS AVARON ASSET MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM401.9m	#Funds-
Adviser THE L.T. FUNDS SA	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM55.4m	#Funds-
Adviser SYNTAX ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM126.3m	#Funds-
Adviser LOTUSGROUP CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund54.9m	Total Private Fund GAV54.9m	AUM156.7m	#Funds4
Adviser SAVIOR WEALTH	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund50.4m	Total Private Fund GAV50.4m	AUM140.2m	#Funds14
Adviser BROOKTREE CAPITAL MANAGEMENT INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund25.7m	Total Private Fund GAV25.7m	AUM138.9m	#Funds1
Adviser STANCE CAPITAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM354.2m	#Funds-
Adviser BANTAMAC CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM224.7m	#Funds-
Adviser LIVE OAK FAMILY OFFICES LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM158.4m	#Funds-
Adviser PRATTES WEALTH PARTNERS	Hedge Fund18.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund2.1m	Total Private Fund GAV20.3m	AUM243.6m	#Funds5

Brochure Summary

Overview

OZE Capital LLC is a Delaware limited liability company formed in December 2018. OZE Capital is an investment adviser with its principal place of business located in Florham Park, NJ. The Adviser is organized as a limited liability company (“LLC”). The principal owner & Sole Member of OZE Capital is Michael Miller. As used in this brochure, the words "OZE Capital", "we", "our", and "us" refer to OZE Capital LLC. OZE Capital primarily provides discretionary advice to private real estate investment funds with investment focuses on real estate, but permissible investments include a wide variety of investments within the private fund (individually, a "Fund" and collectively as the "Funds"). A related person of OZE Capital generally acts as general partner of each OZE Capital Fund. OZE Capital generally acts as investment manager of each OZE Capital Fund. OZE Capital commenced operations in 2018. Any restrictions on investments are set forth in each respective Fund’s Offering Documents. OZE Capital does not tailor its investment advice to the individual investors in each Fund that it manages. As such, investors cannot impose restrictions on the types of investments made through the Funds. The Funds will target opportunities that need equity investments of $2 to $15 million. The Fund may pursue investment opportunities that include, but are not limited to, real estate,

real estate lending, business lending, buying receivables, licenses, energy offset credits, and equity in private enterprises, special purpose entities, and syndicates. The Fund looks to invest in real assets that the Investment Manager expects will offer predictable cash flow. OZE Capital acts as the investment manager for each Fund. The detailed terms, strategies, and risks applicable to the Funds are described in each Fund's organizational and offering documents regarding the investment of client funds based on the individual needs of the client. Details of the guidelines, parameters and restrictions on investments relating to the Fund clients may be found in the applicable Fund's Private Placement Memorandum. There is no assurance that any of the OZE Capital Funds’ investment objectives will be achieved. Investors will not be permitted to make withdrawals of capital from the Fund(s) and will not be permitted to redeem their Interests without the consent of the Manager. OZE Capital’s largest investors include Mr. Miller and his extended family. OZE Capital does not participate in any wrap fee programs. OZE Capital does not currently, nor does it currently anticipate that it will, provide advice to clients that are retail investors. As of December 31, 2023, the amount of regulatory assets under management on a discretionary basis was $175,206,773.

OZE CAPITAL LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

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Brochure Summary

Overview