9AT: NOMURA CAPITAL MANAGEMENT LLC

Adviser Profile

As of Date	06/29/2026
Registration	SEC, Approved, 01/11/2023
Other registrations (1)	SEC, 120-Day Approval, 01/11/2023
ADV Location	NEW YORK, NY, United States
Contact Info	212 xxxxxxx
Websites

AUM^*	651,318,871 55%
of that, discretionary	651,318,871 55%
Number of Employees	167 364%
of those in investment advisory functions	11
Private Fund GAV^*	208,087,319
Avg Account Size	325,659,436 132%
SMA’s	No
Private Funds	1

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies
- Pooled investment vehicles

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

	Count	GAV
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Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser WEALTHSHIELD LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser ALAIA CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser THE INSTITUTE OF FINANCIAL WELLNESS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser METAL FINANCE	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser SPARI, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser ADAMS FUNDS ADVISERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser CLIMATE FINANCE PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser CRABEL CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser MARINER WEALTH	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser CETERA ADVISORY SERVICES LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-

Brochure Summary

Overview

Description of Firm Nomura Capital Management LLC is an investment adviser registered with the United States Securities and Exchange Commission (“SEC”) based in New York, NY. The firm is organized as a limited liability company ("LLC") under the laws of the State of Delaware and has been providing investment advisory services since 01/11/2023. Nomura Capital Management LLC is a wholly-owned subsidiary of Nomura Holding America Inc. The following paragraphs describe our services and fees. Refer to the description of each investment advisory service listed below for information on how we tailor our advisory services to your individual needs. As used in this brochure, the words the “firm” "we," "our," and "us" refer to Nomura Capital Management LLC and the words "you," "your," and "client" refer to you as either a client or prospective client of our firm. As part of our portfolio management services, in addition to other types of investments (see disclosures below in this section), we may invest your assets according to one or more model portfolios developed by our firm. These models are designed for investors with varying degrees of risk tolerance ranging from a more aggressive investment strategy to a more conservative investment approach. Clients whose assets are invested in model portfolios may not set restrictions on the specific

holdings or allocations within the model, nor the types of securities that can be purchased in the model. In providing account management services, we do not accept client restrictions on the specific securities or the types of securities that may be held in your account except for separately managed accounts. Types of Investments We primarily offer advice on Closed-End Interval Funds, Separately Managed Accounts and Private Funds. Refer to the Methods of Analysis, Investment Strategies and Risk of Loss below for additional disclosures on this topic. Additionally, we offer advice on various types of investments based on your stated goals and objectives. We also provide advice on any type of investment held in your portfolio at the inception of our advisory relationship. Since our investment strategies and advice are based on each client’s specific financial situation (other than the model portfolios mentioned above), the investment advice we provide to you may be different or conflict with the advice we provide to other clients regarding the same security or investment. Assets Under Management As of September 30, 2023, we managed approximately $103,236,883 in regulatory assets under management of which $103,236,883 was managed on a discretionary basis, and $0 managed on a non-discretionary basis.

NOMURA CAPITAL MANAGEMENT LLC

NOMURA CAPITAL MANAGEMENT LLC

NOMURA PRIVATE CAPITAL LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview

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NOMURA CAPITAL MANAGEMENT LLC NOMURA CAPITAL MANAGEMENT LLC NOMURA PRIVATE CAPITAL LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview

NOMURA CAPITAL MANAGEMENT LLC

NOMURA CAPITAL MANAGEMENT LLC

NOMURA PRIVATE CAPITAL LLC