Registration Status – Registered with the SEC on October 10, 20071 Principal Officers – Robert A. Jocelyn, Chairman, President, Chief Compliance Officer Nicholas A. Jocelyn, Vice Chairman, Vice President, Secretary Principal Owner – Shore Capital Business Services Partners Fund I, L.P. Assets Under Management - Discretionary Assets – $ 80,406,402 (as of December 31, 2023) Non-discretionary Assets – $ 553,768,174 .00 Total Assets Under Management – $ 634,174,576.00 INVESTMENT MANGEMENT SERVICES Jocelyn Investment Management, LLC (“Jocelyn,” “Advisor” or the “Firm”) provides investment management and other financial consulting services to its clients. Investment management services are provided on both a discretionary and non-discretionary basis and include, among other services, financial goal setting, risk assessment, strategic asset allocation and the selection of investments. The investment management services we provide are based on each individual client’s financial circumstances and investment objectives. Our portfolio manager meets with each client to discuss the client’s current financial condition and to review the client’s current investment holdings. Based upon each client’s circumstances, we determine an appropriate asset allocation for the client’s investment portfolio, in accordance with the client’s specific financial objectives and risk tolerance and in consideration of other factors, including the client’s time horizon (education funding, home purchase, retirement, legacy planning), liquidity needs, and other available resources (including external retirement plans, projected social security, outside investments, real estate, and insurance). Each of these factors, along with a recommended asset allocation, is incorporated into an investment plan that is customized to the client. We evaluate the client’s existing investments and work with the client to develop a plan to transition existing investment into the client’s portfolio. Clients may identify any investment restrictions to be placed on their account. The client’s portfolio and asset allocation strategy is continuously monitored. Jocelyn holds regular review meetings with clients regarding their account and such additional

meetings as necessary. OTHER FINANCIAL CONSULTING SERVICES In addition to investment management services, Jocelyn provides financial consultations to clients on investment matters other than portfolio management. Such consultations may include advice on investment strategy, asset allocation or review of alternative investment vehicles, among others. Financial consultations are provided pursuant to a separate written consulting agreement. Financial consulting clients are not required to be investment management clients of the Firm. Investment management services are provided only pursuant to a separate written investment management agreement. FIDUCIARY STATUS Jocelyn acts as a fiduciary to its clients within the meaning of certain state and federal laws such as the Employee Retirement Income Security Act and/or the Internal Revenue Code and the 1 “Registration” means only that the Firm meets the minimum requirements for registration as an investment advisor and does not imply that the SEC guarantees the quality of our services or recommends them. regulations of the U.S. Securities and Exchange Commission, as applicable. These regulations require us to act in your best interest and not put our interests ahead of yours. TERMINATION OF AGREEMENT Jocelyn and its clients may terminate their respective investment management agreement at any time, upon 30 day’s written notice. Any earned fees owed to the Firm will be paid from the client’s account on a pro rata basis determined on the amount of time expired in the calendar quarter. Any unearned investment management fees will be refunded on a pro rata basis determined on the amount of time expired in the calendar quarter. If a copy of this Form ADV Part 2A disclosure statement was not delivered to the client prior to or simultaneous with a client entering into a written advisory contract with Advisor, then the client has the right to terminate the contract without penalty within five (5) business days after entering into the contract. For purposes of this provision, a contract is considered entered into when all parties to the contract have signed the contract. If the client terminates the contract on this basis, all fees paid by the client will be refunded. Any transaction costs imposed by the executing broker or custodian for establishing the custodial account or for trades occurring during those five days are non-refundable.