A. Description of the Advisory Firm
B. Types of Advisory Services
Investment Strategies, Private Companies (pre-seed to pre-IPO)
and Digital Assets
Advanced Company Data
Access in depth company data such as fundraising history,
valuation trend and other financials
a la
carte
X
X
X
X
Industry and Country Reports
Get access to comprehensive industry and country insights
including valuation trends, total amounts invested, in market
dynamics etc
a la
carte
Summar
y format
capped
at 1
month
Summary
/ Detailed
format
capped at
3 month
Unlimited
+ daba
insight
Unlimited +
daba insight
Portfolio Construction
Get access to pre-built and managed portfolios that fit your
investor profile.
$3 /
month +
1% AUM
for
accounts
> $2,500
1% AUM
for
accounts
> $2,500
0.75%
AUM for
accounts
> $2,500
0.5% AUM
for
accounts >
$2,500
Custom
Advanced Investing Features
Investment recommendations + early access to flash deals and
highly competitive investment opportunities.
X
X Priority
over
Starter
X Priority
over
Premium
X Custom
Enhanced Intelligence and Insights
Get access to investment percentage fit, daba score and
opportunity ratings and market signals
daba
score
only
Full
Access
minus
signals
and
ratings
Full Access
minus
signals
X
Selection of Other Advisers
DABAADVISORS may direct clients to third-party investment advisers. Before selecting
other advisers for clients, DABAADVISORS will verify that all recommended advisers are
properly licensed, notice filed, or exempt in the states where DABAADVISORS is
recommending the adviser to clients. This recommendation will be made based on
information provided by clients through our interactive website.
Services Limited to Specific Types of Investments
Both US and Non-US securities can be covered in the following asset classes: mutual
funds, fixed income securities, digital securities/cryptocurrency, real estate funds
(including REITs), equities, hedge funds, private equity funds, ETFs (including ETFs in
the gold and precious metal sectors), treasury inflation protected/inflation linked bonds,
commodities, venture capital funds and private placements. DABAADVISORS may use
other securities as well to help diversify a portfolio when applicable and suitable.
Written Acknowledgement of Fiduciary Status
When we provide investment advice to you regarding your retirement plan account or
individual retirement account, we are fiduciaries within the meaning of Title I of the
Employee Retirement Income Security Act and/or the Internal Revenue Code, as
applicable, which are laws governing retirement accounts. The way we make money
creates some conflicts with your interests, so we operate under a special rule that requires
us to act in your best interest and not put our interest ahead of yours. Under this special
rule’s provisions, we must:
● Meet a professional standard of care when making investment recommendations
(give prudent advice);
● Never put our financial interests ahead of yours when making recommendations
(give loyal advice);
● Avoid misleading
statements about conflicts of interest, fees, and investments;
● Follow policies and procedures designed to ensure that we give advice that is in
your best interest;
● Charge no more than is reasonable for our services; and
● Give you basic information about conflicts of interest.
DABAADVISORS will tailor a program for each individual client. This will include a
questionnaire to get to know the client’s specific needs and requirements as well as a plan
that will be executed by DABAADVISORS on behalf of the client. DABAADVISORS may
use model allocations together with a specific set of recommendations for each client
based on their personal restrictions, needs, and targets. Clients may impose restrictions in
investing in certain securities or types of securities in accordance with their values or
beliefs. However, if the restrictions prevent DABAADVISORS from properly servicing the
client account, or if the restrictions would require DABAADVISORS to deviate from its
standard suite of services, DABAADVISORS reserves the right to end the relationship.
Our onboarding questionnaire allows us to build an investor risk profile that does not
only factor in risk tolerance but also factors in risk need and risk capacity - to form a more
holistic risk profile.
A wrap fee program is an investment program where the investor pays one stated fee that
includes management fees and transaction costs. DABAADVISORS does participate in
wrap fee programs.
C. Client Tailored Services and Client Imposed Restrictions
D. Wrap Fee Programs
DABAADVISORS has the following assets under management:
Discretionary Amounts: Non-discretionary Amounts: Date Calculated:
$0 $0 December 2023
Robo-Advisory Portfolio Management Membership Subscription Fees
Free
Starter
Premium
Pro
Institutional
$3 /
month +
Get access to pre-built and managed portfolios that fit your 1% AUM 1% AUM 0.75% 0.5%
investor profile. for for AUM for AUM for
accounts accounts accounts accounts
> $2,500 > $2,500 > $2,500 > $2,500 Custom
Investment Subscription Tiers
Free Starter Premium Pro Institutional
E. Assets Under Management
$0/mo
Stay informed, track
your portfolio,
follow companies
and topics, join
groups and invest in
select opportunities.
Portfolio
Construction at a
fee.
$9.99/mo
All in Free + Create
private groups,
access advanced
company data,
access summary
industry and country
reports, 2 curated
analysis reports per
month. Discounted
investing, portfolio
construction and
enhance
intelligence.
$24.99/mo
All in Starter +
access more
summary industry
and country reports,
4 curated analysis
reports per month.
Discounted
investing, cheaper
AUM, priority deal
access and industry
expert interview
access.
$49,99/mo
All in Premium + Full
acces to industry and
country reports +
daba insights,
Unlimited access to
analysis reports per
month. Cheaper
investing, cheaper
AUM, higher priority
deal access and
unlimited industry
expert interview
library access.
starting at
$164.99/mo
Tier 1
All in Premium +
data insights,
detailed daba
ratings + unlimited
access to expert
interview library
Tier 2
Tier 1 + Curate Deal
Flow + Signals
$415.99
Tier 3
Tier 2 + dedicated
resource $832.99