Overview
For purposes of this Brochure, the “Adviser”, “Lumos” or the “Management Company” means
Lumos Capital Group LLC, a Delaware limited liability company formed in November of 2019. Lumos
is an investment advisory firm with its headquarters in New York, NY. The Adviser is principally
owned, led, and managed by Victor Hu and James Tieng (the “Principals”), as well as various
investment professionals of Lumos dedicated to the Fund (collectively with the Principals, the
“Investment Team”).
The Adviser provides investment advisory, management and other services on a discretionary
basis to private investment funds (each a “Fund”, “Client” or “Partnership”, and collectively, the
“Funds”, “Clients” or “Partnerships”), for sophisticated, qualified investors (“Investors” or “Limited
Partners”). The general partner or equivalent of each Fund is, or will be, an affiliate of the Adviser
(each a “General Partner”). Each General Partner is, or will be, subject to the Investment Advisers Act
of 1940, as amended (the “Advisers Act”) pursuant to the Adviser’s registration in accordance with
SEC guidance.
Lumos has access to a broad investment team with a cumulative 40-plus years
of experience
working in the Human Capital Development (“HCD”) and technology sectors at leading firms in the
private equity, venture capital, investment banking and management consulting industries. Lumos
leverages an advisory board consisting of various senior executives, academic leaders and investment
professionals; these individuals represent respected leaders in the HCD sector globally as well as senior
investment professionals with areas of geographic focus and investment expertise that are
complementary to the investment team and additive to the Fund’s investment strategy. Pursuant to each
of the Fund’s offering memorandum (“Governing Documents”), the Firm will focus on identifying,
capitalizing, and growing what it believes are the most promising companies in the HCD market.
Advisory services are tailored to achieve the Clients’ investment objectives. The Firm has the
authority to select which investments are suitable, without consultation with the Fund or its investors.
The Firm does not participate in wrap fee programs.
As of December 31, 2023, the Adviser manages approximately $244,269,311 in Client assets
on a discretionary basis through the Funds.