9AT: ALTMORE CAPITAL INVESTMENT MANAGEMENT, LLC

other names

ALTMORE CAPITAL INVESTMENT MANAGEMENT, LLC

Adviser Profile

As of Date	03/31/2026
Registration	SEC, Approved, 11/08/2021
Other registrations (1)	Virginia, ERA - Withdrawn, 10/08/2021
ADV Location	ARLINGTON, VA, United States
Contact Info	703 xxxxxxx
Websites

AUM^*	194,748,937 3%
of that, discretionary	194,748,937 3%
Private Fund GAV^*	184,562,422 -3%
Avg Account Size	17,704,449 -7%
SMA’s	No
Private Funds	11 1

Adviser Type

- Large advisory firm

Number of Employees 10 -9%

of those in investment advisory functions 8

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

SEC Fund Type	Count	GAV
Fund TypePrivate Equity Fund	Count11	GAV$184,562,422

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser OUTFITTER ENERGY MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund239.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV239.6m	AUM239.6m	#Funds2
Adviser JTS FUND ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund156.4m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV156.4m	AUM156.4m	#Funds18
Adviser PIPER HEARTLAND HEALTHCARE CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund211.5m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV211.5m	AUM218.3m	#Funds1
Adviser MSP SPORTS CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM565.6m	#Funds-
Adviser BROADLIGHT CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund220.9m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund66.7m	Total Private Fund GAV287.5m	AUM287.5m	#Funds7
Adviser ANCOR CAPITAL PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund458.4m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV458.4m	AUM458.4m	#Funds12
Adviser NINTH ETERNITY ASSET MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund238.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV238.6m	AUM238.6m	#Funds3
Adviser LIONTREE PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund125.5m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV125.5m	AUM125.5m	#Funds9
Adviser LUMOS CAPITAL GROUP LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund274.5m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV274.5m	AUM274.5m	#Funds6
Adviser INNOVAHEALTH PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund283.2m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV283.2m	AUM301.0m	#Funds18

Brochure Summary

Overview

Altmore Capital Investment Management, LLC (“ACIM”) began operations in Virginia in August 2018. The key principals and members of senior management of ACIM are Steven Ham and Hyung-Jin Patrick Kim (the “Principals”). ACIM’s advisory services consist of managing a number of private funds that primarily make secured debt investments in U.S. cannabis operators. ACIM is solely responsible for researching, selecting, disposing and monitoring investments made by its clients, and making decisions on when and how much to invest with or withdraw from a particular investment. The Principals will be primarily responsible for the investment selection and positioning of ACIM’s clients. Since ACIM began operations in 2018, it has led over $300 million of financings for multiple U.S. cannabis operators. We believe ACIM to be one of the first institutional providers of senior secured term loans to U.S. cannabis operators, pioneering the development of secured lending in the industry, and to be one of the few that has experience leading a successful restructuring of a major cannabis operator. Over the past several years, ACIM has spent substantial time, money and resources to develop a cannabis industry- specific due diligence process and legal structures, in order to lend money on a secured basis to borrowers that

operate in California, Colorado, the District of Columbia, Illinois, Maryland, Massachusetts, Michigan, Missouri, Montana, New Jersey, Nevada, Oregon, Ohio, Pennsylvania, Utah, Washington and West Virginia. The Principals have made a number of minority stake co-investments in some of the private funds ACIM manages in order to align the Principals’ interests with other investors in such funds. Because the Principals have not co-invested in all of the private funds, there is an incentive for ACIM to favor the funds in which its Principals invest. However, ACIM seeks to mitigate this potential conflict by treating all clients equally and dedicating equal resources and time to each client. Moreover, ACIM believes any potential conflicts that could arise out of investment allocation decisions are eliminated by the fact that each private fund in which Principals have made co-investments is a special purpose vehicle designed to invest in only one portfolio company for the duration of its existence and not make additional investments. ACIM tailors its advisory services to its clients’ investment objectives. Each client has an investment strategy that ACIM must follow. As of 12/31/2023, ACIM manages $192,187,536, all on a discretionary basis. We do not participate in any wrap fee programs.

ALTMORE CAPITAL INVESTMENT MANAGEMENT, LLC

Adviser Profile

Details

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Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

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Brochure Summary

Overview