9AT: SAMMONS FINANCIAL GROUP ASSET MANAGEMENT, LLC

Adviser Profile

As of Date	03/31/2026
Registration	SEC, Approved, 06/13/2022
ADV Location	WEST DES MOINES, IA, United States
Contact Info	515 xxxxxxx

AUM^*	122,047,277,325 974%
of that, discretionary	122,047,277,325 974%
Number of Employees	60 300%
of those in investment advisory functions	5 -17%
Private Fund GAV^*	0
Avg Account Size	13,560,808,592 855%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Insurance companies
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Accounting Firm Name	Filing Date	Form ADV-E
Accounting Firm Name PRICEWATERHOUSECOOPERS LLP	Filing Date11/21/2025	Form ADV-E View Report
Accounting Firm Name PRICEWATERHOUSECOOPERS	Filing Date10/28/2024	Form ADV-E View Report
Accounting Firm Name PRICEWATERHOUSECOOPERS	Filing Date01/29/2024	Form ADV-E View Report
Accounting Firm Name PRICEWATERHOUSE COOPERS	Filing Date04/28/2023	Form ADV-E View Report

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser AEW CAPITAL MANAGEMENT LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund140.4m	Total Private Fund GAV140.4m	AUM3.0b	#Funds15
Adviser KLINGENSTEIN FIELDS ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser SCIRE FUND III GP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds-
Adviser MERION REALTY ADVISERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund99.3m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV99.3m	AUM99.3m	#Funds3
Adviser DONALD SMITH, L.P.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM256.0m	#Funds-
Adviser PENTEGRA INVESTORS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund4.1m	Total Private Fund GAV4.1m	AUM5.6b	#Funds1
Adviser FEG	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM19.7b	#Funds-
Adviser CENTRAL TRUST BANK	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM554.1m	#Funds-
Adviser WHITESTAR ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM454.5m	#Funds-
Adviser LANDSEER ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM415.2m	#Funds-

Brochure Summary

Overview

A. Description of the Advisory Firm Describe your advisory firm, including how long you have been in business. Identify your principal owner(s). SFGAM is a Delaware limited liability company formed on January 1, 2022. SFGAM is an SEC registered investment advisor. It is a direct subsidiary of Sammons Financial Group (“SFG”). SFGAM provides discretionary and non-discretionary investment advisory services to various affiliated companies as described below. B. Types of Advisory Services Describe the types of advisory services you offer. If you hold yourself out as specializing in a particular type of advisory service, such as financial planning, quantitative analysis, or market timing, explain the nature of that service in greater detail. If you provide investment advice only with respect to limited types of investments, explain the type of investment advice you offer, and disclose that your advice is limited to those types of investments. SFGAM is engaged in the business of managing or advising certain affiliated client accounts. In some circumstances, SFGAM provides both investment advisory services and administrative services to clients. SFGAM generally has discretionary authority to determine which investments are bought and sold and the amounts of such investments that are appropriate for each client. In addition to its direct advice, SFGAM, subject to approval by the client, will delegate investment discretion for all or part of the account to other investment management firms as sub-advisors. If SFGAM delegates any portion of a client account, it will evaluate and recommend appropriate sub- advisor(s), oversee the investment management of any sub-advisor(s), and monitor the performance of the sub-advisor(s). SFGAM conducts due diligence on sub-advisors to evaluate their investment processes, adherence to investment styles, strategies and techniques, and other factors that may be relevant

to the services provided. SFGAM will directly provide hedging and derivative services for clients. As appropriate, SFGAM will provide direct investment recommendations to clients. SFGAM also provides services related to, among others, risk management and oversight of total portfolio, strategic asset allocation, and integration with asset-liability management and capital management strategies. SFGAM will provide clients periodic reports on the investment performance of all accounts. SFGAM may develop new advisory services in the future that could differ materially from those described in this Brochure, in which case SFGAM will amend this Brochure to provide applicable information and disclosures. C. Client Tailored Services and Client Imposed Restrictions Explain whether (and, if so, how) you tailor your advisory services to the individual needs of clients. Explain whether clients may impose restrictions on investing in certain securities or types of securities. SFGAM manages client accounts based on investment guidelines set forth in each client’s Investment Management Agreement. D. Wrap Fee Program If you participate in wrap fee programs by providing portfolio management services, (1) describe the differences, if any, between how you manage wrap fee accounts and how you manage other accounts, and (2) explain that you receive a portion of the wrap fee for your services. SFGAM does not offer a wrap fee program. E. Assets Under Management If you manage client assets, disclose the amount of client assets you manage on a discretionary basis and the amount of client assets you manage on a non-discretionary basis. Disclose the date “as of” which you calculated the amounts. As of December 31, 2023, SFGAM has the following assets under management: Discretionary Assets Non-Discretionary Amounts Date Calculated $ 11,358,738,764 $0 December 2023

SAMMONS FINANCIAL GROUP ASSET MANAGEMENT, LLC

SAMMONS FINANCIAL GROUP ASSET MANAGEMENT, LLC

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Similar advisers

Brochure Summary

Overview

Need help?

Send a question to 9AT support.

SAMMONS FINANCIAL GROUP ASSET MANAGEMENT, LLC SAMMONS FINANCIAL GROUP ASSET MANAGEMENT, LLC

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Similar advisers

Brochure Summary

Overview

SAMMONS FINANCIAL GROUP ASSET MANAGEMENT, LLC

SAMMONS FINANCIAL GROUP ASSET MANAGEMENT, LLC