Adviser Profile

As of Date 03/24/2026
Registration SEC, Approved, 05/09/2003
ADV Location BOCA RATON, FL, United States
Contact Info 561 xxxxxxx
Websites
AUM* 454,480,753 -14%
of that, discretionary 454,480,753 -14%
Number of Employees 8 -33%
of those in investment advisory functions 4 -60%
Private Fund GAV* 0
Avg Account Size 16,832,620 -14%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Pension and profit sharing plans

Advisory Activities

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

680M 583M 486M 389M 291M 194M 97M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name TRACKEN & PAUKER Filing Date04/24/2025 Form ADV-E View Report
Accounting Firm Name TRACTENBERG & PAUKER, LLP Filing Date05/21/2024 Form ADV-E View Report
Accounting Firm Name TRACTENBERG & PAUKER, LLP Filing Date06/22/2023 Form ADV-E View Report

Brochure Summary