Item 5 - Additional Compensation ........................................................................................................ 25 Item 6 - Supervision .............................................................................................................................. 26 Investment Adviser Representative – Matthew Jadwisiak…………………………………………………………………..….27 Item 2 - Educational Background and Business Experience .................................................................. 28 Item 3 - Disciplinary Information .......................................................................................................... 28 Item 5 - Additional Compensation ........................................................................................................ 29 Item 6 - Supervision .............................................................................................................................. 29 Investment Advisor Representative – Bret Loftis…………………………………………………………………………………….30 Item 2 - Educational Background and Business Experience ............................................................................ 31 Item 3 - Disciplinary Information ....................................................................................................................... 31 Item 5 - Additional Compensation .................................................................................................................... 32 Item 6 - Supervision ........................................................................................................................................... 32 Firm Description Axim Wealth Management LLC dba Axim Planning & Wealth was founded in 2017 and became registered to offer investment advisory services in 2022. Luong Pham is 100% owner. Types of Advisory Services ASSET MANAGEMENT Axim Planning & Wealth offers discretionary asset management services to advisory Clients. Axim Planning & Wealth will offer Clients ongoing asset management services through determining individual investment goals, time horizons, objectives, and risk tolerance. Investment strategies, investment selection, asset

allocation, portfolio monitoring and the overall investment program will be based on the above factors. The Client will authorize Axim Planning & Wealth discretionary authority to execute selected investment program transactions as stated within the Investment Advisory Agreement. When deemed appropriate for the Client, Axim Planning & Wealth may hire Sub-Advisors to manage all or a portion of the assets in the Client account. Axim Planning & Wealth has full discretion to hire and fire Sub-Advisors as they deem suitable. Sub-Advisors will maintain the models or investment strategies agreed upon between Sub-Advisor and Axim Planning & Wealth. Sub-Advisors execute trades on behalf of Axim Planning & Wealth in Client accounts. Axim Planning & Wealth will be responsible for the overall direct relationship with the Client. Axim Planning & Wealth retains the authority to terminate the Sub-Advisor relationship at Axim Planning & Wealth’s discretion. As part of the recommendations provided, the Client may have a financial plan completed. This may include but is not limited to a thorough review of all applicable topics such as Wills, Estate Plans and Trusts, Investments, Taxes, Qualified Plans, Insurance, Retirement Income, Social Security, and College Planning. If a conflict of interest exists between the interests of Axim Planning & Wealth and the interests of the Client, the Client is under no obligation to act upon Axim Planning & Wealth’s recommendation. If the Client elects to act on any of the recommendations, the Client is under no obligation to effect the transaction through Axim Planning & Wealth. This service will be provided at no additional cost to the Client. Client Tailored Services and Client Imposed Restrictions The goals and objectives for each Client are documented in our Client files. Investment strategies are created that reflect the stated goals and objectives. Clients may impose restrictions on investing in certain securities or types of securities. Agreements may not be assigned without written Client consent. Wrap Fee Programs Axim Planning & Wealth does not sponsor any wrap fee programs. Client Assets under Management As of December 31, 2023, Axim Planning & Wealth has $129,314,000 in Client assets under management, all on a discretionary basis.