Overview
Cobler Capital Management, LLC (hereinafter “CCM, LLC”) predecessor entity became registered
as an Investment Adviser March 2001. CCM, LLC is a state-registered investment adviser in Kansas
and has no subsidiaries. CCM, LLC has a conditional restricted registration in the state of Texas.
CCM, LLC has no place of business in Texas and has no more than five clients in the preceding 12
months who are Texas residents. Robert W. Schwarz is the owner of CCM, LLC.
PORTFOLIO MANAGEMENT:
CCM, LLC provides Investment Supervisory Services, defined as giving continuous advice to a
client or making investments for a client based on the individual needs of the client. Through
personal discussions in which goals and objectives based on a client’s particular circumstances
are established, CCM, LLC develops a client’s personal investment policy. CCM, LLC creates and
manages a portfolio based on that policy. CCM, LLC will create a portfolio containing one or
more of the following: exchange-listed securities, securities traded over-the-counter, foreign
issuers, corporate debt securities, commercial paper, certificates of deposit, municipal
securities, variable
annuities, mutual funds, exchange traded funds and United States
government securities.
CCM, LLC gathers required information through in-depth personal interviews. Information
gathered includes a client’s current financial status, future goals and attitudes towards risk.
CCM, LLC will allocate the client’s assets among various investments taking into consideration
the overall management style selected by the client. The investments will be selected on the
basis of any or all of the following criteria: the investment performance history; the industry
sector; the record of management; the investment objectives; and the fee structure. Portfolio
weighting between investments and market sectors will be determined by each client’s
individual needs and circumstances.
Clients will have the opportunity to place reasonable restrictions on the types of investments
made on the client’s behalf. Clients will retain individual ownership of all securities.
CCM, LLC does not participate in wrap fee programs.
CCM, LLC manages advisory accounts on a discretionary basis only. As of October 2023, CCM,
LLC manages $116,054,649 on a discretionary basis.