Adviser Profile

As of Date 05/26/2026
Registration SEC, Approved, 12/05/2019
ADV Location OAKLAND, CA, United States
Contact Info 510 xxxxxxx
Websites
AUM* 173,954,611 20%
of that, discretionary 173,954,611 20%
Number of Employees 35 -5%
of those in investment advisory functions 35 -5%
Private Fund GAV* 0
Avg Account Size 207,336 29%
% High Net Worth 4.56% 111%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

174M 149M 124M 99M 75M 50M 25M
2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary