Firm Information Newbridge is an independent, fee-only registered investment adviser that acts in a fiduciary capacity to clients in providing wealth management and portfolio management. We are fee for service business (i.e. - no commissions). Newbridge is structured as a Limited Liability Company domiciled in the State of Pennsylvania. We have two Managing Partners -- Vincent R. Barbera, CFP® and R. Christopher Wiegand, CFA®. Types of Advisory Services Wealth Management and Portfolio Management Services: Newbridge offers two ongoing forms of services: Wealth Management and Portfolio Management. A client may engage us to provide a broad range of financial planning and consulting services (the wealth management service) along with portfolio management of all or a portion of a client’s investment assets. Depending on the engagement, wealth management services can include business coaching and/or real estate coaching services. We deliver to clients comprehensive and continuous financial planning and investment management, which includes (but is not limited to) topics on estate planning and administration, asset protection, risk management, forecasting for retirement and other goals, tax planning, and investing. As a foundation to financial planning, we develop a complete picture of the client's financial circumstances prior to rendering advice to them. We initiate every client relationship with a broad review of their current financial standing which leads to the drafting and delivery of a net worth statement listing their assets and liabilities in detail. We then listen to their objectives, and in combination with our assessment of their needs, define the scope of service. The financial planning services are tailored to them. Regarding portfolio management, we implement for clients

a prudent investment plan given their objectives/risk tolerance and then provide support to monitor that plan and track investment results (net of expenses). All client portfolios, with the client's express permission, are managed on a discretionary basis, meaning we present our investment approach, present an Investment Policy Statement, receive their endorsement, and thereafter execute the trades required to build the portfolio without requesting permission for each investment trade. This increases the efficiency of the investment process and, in our experience, if preferred by all participants. In addition, we may recommend that clients who are “accredited investors” as defined under Rule 501 of the Securities Act of 1933, as amended, invest in private offerings (“private placement investments”), which can include securities of pooled investment vehicles which invest, among other things, in debt securities and/or equity securities when consistent with the client’s investment objectives and risk tolerance and at the client’s discretion. Certain of these private placement investments may be limited to clients who are “qualified purchasers” under Section 2(a)(51) of the Investment Company Act. We can also render portfolio management services to clients relative to individual employer-sponsored retirement plans (such as a 401k) and 529 plans. In so doing, we recommend an asset allocation in line with the client’s overall investment plan and the client is responsible for implementing the recommendation. The various investment options are typically limited within these types of accounts. In some cases, we can incorporate these accounts into composite investment reports for the client. Assets Under Management As of December 31, 2022, we had approximately $115,000,000.00 in regulatory assets under management managed on a discretionary basis.