9AT: LINQTO INVESTMENT MANAGEMENT

Adviser Profile

As of Date	09/20/2023
Registration status	Terminated
ADV Location	PACIFIC GROVE, CA, United States
Contact Info	704 xxxxxxx
Websites

AUM^*	181,173,557 104%
of that, discretionary	0
Number of Employees	5
of those in investment advisory functions	2
Private Fund GAV^*	0
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles
- Selection of other advisers

Compensation Arrangments

- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser FIRST CITIZENS INSTITUTIONAL ASSET MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund829.2m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV829.2m	AUM829.2m	#Funds2
Adviser FINANCE OF AMERICA CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM500.0k	#Funds-
Adviser PARTNERS ENTERPRISE CAPITAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund13.5b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV13.5b	AUM13.5b	#Funds2
Adviser ALL BLUE LABS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM4.3m	#Funds-
Adviser OXFORD REAL ESTATE ADVISORS INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM116.9m	#Funds1
Adviser HIGH TRAIL CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM296.9m	#Funds-
Adviser MVP MANAGER LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.6b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund10.0m	Other Fund1.0b	Total Private Fund GAV2.6b	AUM2.8b	#Funds201
Adviser PIPER SANDLER FINANCE MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM290.0m	#Funds-
Adviser SPRING GROWTH PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM85.0m	#Funds-
Adviser FOUNDATIONAL RETIREMENT SOLUTIONS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM138.2m	#Funds-

Brochure Summary

Overview

Linqto is an investment advisory and research firm based in Pacific Grove, California. We develop and market stock selection managed products and services to meet client needs in the retail, accredited and institutional markets. In the retail market, we serve qualified individuals directly and indirectly through our relationships with financial planners and registered investment advisors (“RIA”s). In the institutional market, we serve clients directly, or else indirectly through other asset management organizations. Linqto provides continuous and regular investment management services, either on a discretionary basis, as a sub-adviser to other registered investment advisers, or on a non-discretionary basis through model portfolios implemented by other advisers. Linqto may act as a sub-adviser to other registered investment advisers (the “Principal Adviser”) who wish to engage us to manage the holdings in their clients’ portfolios. Both Linqto and the Principal Adviser may be granted dual trading authority. Linqto and the Principal Adviser will share in the fee collected. Linqto has developed two styles of investing; 1. its own quantitative asset allocation model and three-step investment process that strives to deliver consistent returns in both bull and bear markets. We tend to reduce risks and preserve capital when the capital markets are weak while providing attractive returns when the capital markets are stronger. We believe that limiting losses is

the key to generating above- market returns and, 2. its own quantitative process aiming to generate stock selection alpha unrelated to value, size or momentum Linqto offers both tactical asset allocation and stock selection products including, but not limited to: Financial advisors, RIAs, individuals, and institutional clients will typically choose one of the portfolio strategies, or combination of strategies, depending upon the investment objectives, risk tolerance, and other factors they are trying to meet. Please see Item 8. Methods of Analysis, Investment Strategies and Risk of Loss for details of these strategies. Linqto develops and manages its investment strategies and provides current asset allocations and changes to the investment advisor or third-party platforms as the model changes. Assets managed through this structure are non- discretionary to Linqto. In addition, Linqto offers consulting services and investment products to institutional clients to provide customized investment solutions based on our models and product strategies. We work with institutional clients seeking to optimize the management of their investments against the unique characteristics of their liabilities and also help them to improve the total risk/return profile of their total return accounts. Linqto was founded in 2021 and is majority-owned by Linqto, Incorporated. As of December 31, 2022, Linqto managed a total of $181,173,557 on a non-discretionary basis.

LINQTO INVESTMENT MANAGEMENT

LINQTO INVESTMENT MANAGEMENT

LINQTO INVESTMENT MANAGEMENT, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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LINQTO INVESTMENT MANAGEMENT LINQTO INVESTMENT MANAGEMENT LINQTO INVESTMENT MANAGEMENT, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

LINQTO INVESTMENT MANAGEMENT

LINQTO INVESTMENT MANAGEMENT

LINQTO INVESTMENT MANAGEMENT, LLC