9AT: FINANCE OF AMERICA CAPITAL MANAGEMENT LLC

FINANCE OF AMERICA CAPITAL MANAGEMENT LLC

other names

FINANCE OF AMERICA CAPITAL MANAGEMENT LLC
INCENTER CAPITAL MANAGEMENT LLC

Adviser Profile

Registration status

Terminated

As of Date	04/24/2024
ADV Location	ST. PAUL, MN, United States
Adviser Type - No longer eligible
Number of Employees	1 -50%
of those in investment advisory functions	-100%

AUM^*	500,000 -100%
of that, discretionary	500,000 71%
Private Fund GAV^*	0
Avg Account Size	500,000 -100%
SMA’s	No
Private Funds	0 1
Contact Info	(65 xxxxxxx

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

427M 366M 305M 244M 183M 122M 61M

2016 2017 2018 2019 2020 2021 2022 2023

Discretionary

Non-discretionary

Private Funds

GAV Count

Employees

Brochure Summary

Overview

A. Description of FOACM and Principal Owners FOACM, a Delaware limited liability company and a privately held investment adviser was founded in 2016. FOACM is majority owned, through one or more intermediate entities, by FOAEC, and minority owned, through one or more intermediate entities, by Finance of America Companies Inc. (“FOA”), BTO Urban Holdings LLC (“BTO Urban Holdings”) and the Libman Family Holdings, LLC (“Libman Family Holdings”). FOA maintains its interests in FOACM through Replay Acquisition LLC, Blackstone Tactical Opportunities Funds (Urban Feeder)-NQ L.L.C., and FOAEC. BTO Urban Holdings and Libman Family Holdings maintain their interests in FOACM primarily through FOAEC and FOAF. FOACM remains directly, wholly owned by Incenter LLC. Libman Family Holdings is held equally by Libman-Alpha Holdings, LLC, Libman–Eta Holdings LLC and Libman-Kappa Holdings LLC. Interests in BTO Urban Holdings are held by a series of limited partnership funds for which Blackstone Tactical Opportunities Associates – NQ L.L.C. serves as General Partner and Blackstone Tactical Opportunities Advisors L.L.C. serves as investment advisor. Information regarding Blackstone Tactical Opportunities Advisors L.L.C. is available in its Form ADV filed with the Commission. B. Description of Advisory

Services FOACM provides investment advisory and asset management services to mortgage securitizations trusts and private funds that invest in mortgage related assets and hedging instruments (“Clients”). The services are provided in accordance with applicable investment guidelines and restrictions, including applicable restrictions on investing in certain assets or other financial instruments that are developed in consultation with the Clients, or in accordance with the mandate selected by the Clients. C. Tailoring Advisory Services to Individual Needs Each investment vehicle or asset managed or otherwise advised by FOACM is managed in accordance with its investment guidelines and restrictions and is tailored to the specifics of each Client (i.e., the securitization trust and private fund) as further described in each Client’s offering memorandum (if applicable), limited partnership agreement and related addenda (if applicable) and subscription documents. D. Wrap Fee Programs FOACM does not participate in wrap fee programs. E. Assets Under Management FOACM manages the assets of the Clients and has the following assets under management: Discretionary Amounts Non-Discretionary Amounts Date Calculated 292,494.75 268,511,000 December 31, 2022