9AT: BARRIER CAPITAL MANAGEMENT, LLC

other names

BARRIER CAPITAL MANAGEMENT, LLC

Adviser Profile

As of Date	03/28/2025
Adviser Type - Large advisory firm
Number of Employees	1 -50.00%
of those in investment advisory functions	1 -50.00%
Registration	SEC, Approved, 12/08/2021
Other registrations (1)	California, ERA - Withdrawn, 11/08/2021

AUM^*	125,049,044 37.45%
of that, discretionary	125,049,044 37.45%
Private Fund GAV^*	8,420,143 23.83%
Avg Account Size	62,524,522 37.45%
SMA’s	No
Private Funds	1
Contact Info	650 xxxxxxx
Websites

Client Types

- Pooled investment vehicles
- Sovereign wealth funds and foreign official institutions

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count1	GAV$8,420,143

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser LEXION CAPITAL MANAGEMENT LP	Hedge Fund10.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV10.5m	AUM84.7m	#Funds1
Adviser SEA OTTER ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM124.7m	#Funds-
Adviser WHITE ROCK CAPITAL	Hedge Fund102.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV102.8m	AUM172.3m	#Funds2
Adviser UNLIMITED	Hedge Fund12.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV12.3m	AUM32.4m	#Funds1
Adviser MANA ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM436.0m	#Funds-
Adviser SOUTHPAW ASSET MANAGEMENT, LP	Hedge Fund100.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV100.3m	AUM100.3m	#Funds3
Adviser ABERNATHY GROUP II LLC	Hedge Fund3.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV3.5m	AUM67.1m	#Funds1
Adviser RICHVIEW ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM66.6m	#Funds-
Adviser THE LINONIA PARTNERSHIP LP	Hedge Fund3.3b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV3.3b	AUM3.3b	#Funds4
Adviser WEST ELK CAPITAL, LLC	Hedge Fund132.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV132.0m	AUM132.0m	#Funds1

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker82846H405	Stock NameQXO INC	$ Position$27,781,969	% Position19.00%	$ Change54.00%	# Change-3.00%
Stck Ticker594918104	Stock NameMICROSOFT CORP	$ Position$19,594,472	% Position13.00%	$ Change	# Change
Stck Ticker92826C839	Stock NameVISA INC	$ Position$14,811,976	% Position10.00%	$ Change-1.00%	# Change-2.00%
Stck Ticker30303M102	Stock NameMETA PLATFORMS INC	$ Position$13,648,760	% Position9.00%	$ Change27.00%	# Change-1.00%
Stck Ticker81762P102	Stock NameSERVICENOW INC	$ Position$13,465,792	% Position9.00%	$ Change21.00%	# Change-6.00%
Stck Ticker67066G104	Stock NameNVIDIA CORPORATION	$ Position$10,648,526	% Position7.00%	$ Change	# Change
Stck Ticker25809K105	Stock NameDOORDASH INC	$ Position$9,668,615	% Position7.00%	$ Change83.00%	# Change36.00%
Stck Ticker98954M101	Stock NameZILLOW GROUP INC	$ Position$8,475,158	% Position6.00%	$ Change64.00%	# Change60.00%
Stck TickerL8681T102	Stock NameSPOTIFY TECHNOLOGY S A	$ Position$7,620,454	% Position5.00%	$ Change	# Change
Stck Ticker15101Q207	Stock NameCELESTICA INC	$ Position$5,787,466	% Position4.00%	$ Change	# Change

Brochure Summary

Overview

Barrier is a Delaware limited liability company that has been in business since 2021. It serves as the general partner and investment adviser of an investment limited partnership and may serve as the investment adviser and/or sub-adviser to other accounts including one or more separately managed account clients (“SMAs”) and other private investment funds. Barrier’s manager, controlling owner and portfolio manager is Christopher B. Kanand. As of December 31st, 2023, Barrier had total discretionary assets under management of approximately $90,978,600. Barrier only manages assets on a discretionary basis. Barrier invests principally, but not solely, in equity and equity-related securities that are traded publicly in U.S. and non-U.S. markets on behalf of its clients but is authorized

to enter into any type of investment transaction that it deems appropriate under the terms of the client’s partnership or other account agreement. The investors in the funds that Barrier manages have no opportunity to select or evaluate any fund investments or strategies. Barrier selects all fund investments and strategies. The investments of an SMA are managed pursuant to the terms of a separate Investment Management Agreement with the SMA (the “SMA Agreement”). Barrier does not participate in wrap fee programs. Barrier typically does not tailor its services to the individual needs of SMAs, but manages each such account according to the strategy selected by the client. Barrier’s discretionary authority is limited, however, as described in Item 16.

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BARRIER CAPITAL MANAGEMENT, LLC

Adviser Profile

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