9AT: BARRIER CAPITAL MANAGEMENT, LLC

Adviser Profile

As of Date	03/25/2026
Registration	SEC, Approved, 12/08/2021
Other registrations (1)	California, ERA - Withdrawn, 11/08/2021
ADV Location	SAN FRANCISCO, CA, United States
Contact Info	650 xxxxxxx
Websites

AUM^*	136,019,223 50%
of that, discretionary	136,019,223 50%
Number of Employees	1 -50%
of those in investment advisory functions	1 -50%
Private Fund GAV^*	8,937,711 6%
Avg Account Size	68,009,612 50%
SMA’s	No
Private Funds	1

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles
- Sovereign wealth funds and foreign official institutions

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

	Count	GAV
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Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser RICHVIEW ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM66.6m	#Funds-
Adviser MANA ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM509.0m	#Funds-
Adviser JASMIJN CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM69.9m	#Funds-
Adviser WEST ELK CAPITAL, LLC	Hedge Fund152.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV152.3m	AUM152.3m	#Funds1
Adviser WHITE ROCK CAPITAL	Hedge Fund131.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV131.5m	AUM217.4m	#Funds2
Adviser HEIGHTS POINT MANAGEMENT, LP	Hedge Fund108.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV108.3m	AUM135.2m	#Funds2
Adviser TFJ MANAGEMENT, LLC	Hedge Fund171.1m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV171.1m	AUM198.4m	#Funds2
Adviser ACRYLIC FINANCIAL, INC.	Hedge Fund4.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV4.0m	AUM73.5m	#Funds1
Adviser UNLIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund46.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV46.0m	AUM174.5m	#Funds2
Adviser SEA OTTER ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM124.7m	#Funds-

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker02079K305	Stock NameALPHABET INC	$ Position$20,800,363	% Position15.00%	$ Change51.00%	# Change21.00%
Stck Ticker82846H405	Stock NameQXO INC	$ Position$20,107,475	% Position15.00%	$ Change-17.00%	# Change-6.00%
Stck Ticker67066G104	Stock NameNVIDIA CORPORATION	$ Position$11,626,029	% Position9.00%	$ Change38.00%	# Change20.00%
Stck Ticker25809K105	Stock NameDOORDASH INC	$ Position$9,831,943	% Position7.00%	$ Change106.00%	# Change67.00%
Stck Ticker458140100	Stock NameINTEL CORP	$ Position$9,696,466	% Position7.00%	$ Change116.00%	# Change-32.00%
Stck Ticker09857L108	Stock NameBOOKING HOLDINGS INC	$ Position$8,353,218	% Position6.00%	$ Change	# Change
Stck Ticker833445109	Stock NameSNOWFLAKE INC	$ Position$7,518,185	% Position5.00%	$ Change	# Change
Stck Ticker303075105	Stock NameFACTSET RESH SYS INC	$ Position$7,292,616	% Position5.00%	$ Change	# Change
Stck Ticker90353T100	Stock NameUBER TECHNOLOGIES INC	$ Position$6,761,392	% Position5.00%	$ Change	# Change
Stck Ticker023135106	Stock NameAMAZON COM INC	$ Position$6,578,184	% Position5.00%	$ Change	# Change

Brochure Summary

Overview

Barrier is a Delaware limited liability company that has been in business since 2021. It serves as the general partner and investment adviser of an investment limited partnership and may serve as the investment adviser and/or sub-adviser to other accounts including one or more separately managed account clients (“SMAs”) and other private investment funds. Barrier’s manager, controlling owner and portfolio manager is Christopher B. Kanand. As of December 31st, 2023, Barrier had total discretionary assets under management of approximately $90,978,600. Barrier only manages assets on a discretionary basis. Barrier invests principally, but not solely, in equity and equity-related securities that are traded publicly in U.S. and non-U.S. markets on behalf of its clients but is authorized

to enter into any type of investment transaction that it deems appropriate under the terms of the client’s partnership or other account agreement. The investors in the funds that Barrier manages have no opportunity to select or evaluate any fund investments or strategies. Barrier selects all fund investments and strategies. The investments of an SMA are managed pursuant to the terms of a separate Investment Management Agreement with the SMA (the “SMA Agreement”). Barrier does not participate in wrap fee programs. Barrier typically does not tailor its services to the individual needs of SMAs, but manages each such account according to the strategy selected by the client. Barrier’s discretionary authority is limited, however, as described in Item 16.

BARRIER CAPITAL MANAGEMENT, LLC

BARRIER CAPITAL MANAGEMENT, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Top Holdings

Brochure Summary

Overview

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BARRIER CAPITAL MANAGEMENT, LLC BARRIER CAPITAL MANAGEMENT, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Top Holdings

Brochure Summary

Overview

BARRIER CAPITAL MANAGEMENT, LLC

BARRIER CAPITAL MANAGEMENT, LLC