9AT: WHITE ROCK CAPITAL

other names

WHITE ROCK CAPITAL
WHITE RICK CAPITAL MANAGEMENT, L.P.
WHITE ROCK CAPITAL MANAGEMENT, L.P.

Adviser Profile

As of Date	03/28/2025
ADV Location	DALLAS, TX, United States
Adviser Type - Large advisory firm
Number of Employees	2
of those in investment advisory functions	2
Registration	SEC, Approved, 02/19/2021
Other registrations (1)	Texas, Terminated, 03/08/2021

AUM^*	172,339,563 19%
of that, discretionary	102,806,391 62%
Private Fund GAV^*	102,806,390
Avg Account Size	57,446,521 77%
% High Net Worth	33.33%
SMA’s	No
Private Funds	2
Contact Info	214 xxxxxxx

Client Types

- High net worth individuals
- Pooled investment vehicles

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count2	GAV$102,806,390

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser RICHVIEW ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM66.6m	#Funds-
Adviser MANA ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM436.0m	#Funds-
Adviser JASMIJN CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM69.9m	#Funds-
Adviser WEST ELK CAPITAL, LLC	Hedge Fund132.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV132.0m	AUM132.0m	#Funds1
Adviser HEIGHTS POINT MANAGEMENT, LP	Hedge Fund94.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV94.0m	AUM94.0m	#Funds2
Adviser BARRIER CAPITAL MANAGEMENT, LLC	Hedge Fund8.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV8.4m	AUM125.0m	#Funds1
Adviser ACRYLIC FINANCIAL, INC.	Hedge Fund4.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV4.0m	AUM73.5m	#Funds1
Adviser DOMA PERPETUAL CAPITAL MANAGEMENT LLC	Hedge Fund215.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV215.5m	AUM215.5m	#Funds3
Adviser UNLIMITED	Hedge Fund12.3m	Liquidity Fund-	Private Equity Fund46.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV58.3m	AUM132.3m	#Funds3
Adviser SEA OTTER ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM124.7m	#Funds-

Brochure Summary

Overview

A. Principal Owners and Background White Rock Capital Management, L.P., a Texas limited partnership (the “Advisor,” “we” or “us”) was formed in 1997 to provide investment advisory services to an unregistered private fund (“Fund I”). The principal owners of the Advisor are Thomas Barton and Joseph Barton through their majority ownership and control of White Rock Capital, Inc., a Texas corporation, which is the general partner of the Advisor and their ownership of limited partner interests in the Advisor. B. Types of Advisory Services In addition to serving as general partner of Fund I, we are an investment manager to two unregistered private funds (“Fund I” and “Fund II” and collectively, the “Funds”). We expect to serve in similar capacities for other pooled investment vehicles in the future. Our investment advisory

services include the investing and re-investing in securities, financial instruments and/or other assets, as described in more detail in Item 8 below, and in accordance with the clients’ investment objectives and guidelines as described in a fund’s offering and/or governing documents (the “Governing Documents”). As provided in Governing Documents, we typically have broad investment discretion over Fund assets. In addition, we provide non-discretionary investment advisory services to a separately managed account (the “SMA” and together with the Funds, the “Clients”). C. Assets Under Management As of March 31, 2024, we have approximately $90,054,600 in assets under management on a discretionary basis and $55,000,000 on a non-discretionary basis. D. Wrap Fee Programs Not Applicable.

WHITE ROCK CAPITAL

Adviser Profile

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview