Adviser Profile

As of Date 02/20/2026
Registration SEC, Approved, 09/30/2021
Other registrations (2)
ADV Location CHARLOTTE, NC, United States
Contact Info 704 xxxxxxx
Websites
AUM* 209,933,675 56%
of that, discretionary 209,933,675 56%
Number of Employees 3
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 2,078,551 20%
% High Net Worth 76.92% 6%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

210M 180M 150M 120M 90M 60M 30M
2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$24,366,114 % Position11.00% $ Change25.00% # Change-2.00%
Stck Ticker532457108 Stock NameELI LILLY & CO $ Position$20,776,586 % Position10.00% $ Change30.00% # Change0.00%
Stck Ticker02079K107 Stock NameALPHABET INC $ Position$19,667,098 % Position9.00% $ Change19.00% # Change-4.00%
Stck Ticker149123101 Stock NameCATERPILLAR INC $ Position$16,043,784 % Position7.00% $ Change42.00% # Change-5.00%
Stck Ticker22160K105 Stock NameCOSTCO WHOLESALE CORPORATION $ Position$12,248,109 % Position6.00% $ Change-6.00% # Change1.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$10,378,754 % Position5.00% $ Change15.00% # Change1.00%
Stck Ticker92826C839 Stock NameVISA INC $ Position$11,425,927 % Position5.00% $ Change14.00% # Change1.00%
Stck Ticker880770102 Stock NameTERADYNE INC $ Position$7,684,831 % Position4.00% $ Change63.00% # Change0.00%
Stck Ticker244199105 Stock NameDEERE & CO $ Position$9,376,667 % Position4.00% $ Change13.00% # Change1.00%
Stck Ticker12503M108 Stock NameCBOE GLOBAL MKTS INC $ Position$7,432,983 % Position3.00% $ Change-13.00% # Change1.00%