Adviser Profile

As of Date 03/31/2026
Registration SEC, Approved, 08/13/2021
Other registrations (5)
ADV Location PHOENIX, AZ, United States
Contact Info 602 xxxxxxx
Websites
AUM* 366,734,230 102%
of that, discretionary 366,734,230 102%
Number of Employees 20 43%
of those in investment advisory functions 10 67%
Private Fund GAV* 0
Avg Account Size 96,004 -39%
% High Net Worth 14.56% -3%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

367M 314M 262M 210M 157M 105M 52M
2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees