Adviser Profile

As of Date 08/18/2026
Registration SEC, Approved, 03/05/2021
Other registrations (2)
ADV Location DAYTON, OH, United States
Contact Info 937 xxxxxxx
AUM* 139,673,953 9%
of that, discretionary 139,673,953 9%
Number of Employees 2
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 502,424 -44%
% High Net Worth 30.40% 14%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

141M 121M 101M 81M 60M 40M 20M
2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees