Adviser Profile

As of Date 03/26/2026
Registration SEC, Approved, 07/06/2021
ADV Location CHARLOTTE, NC, United States
Contact Info (70 xxxxxxx
Websites
AUM* 100,888,502
of that, discretionary 100,888,502 100%
Number of Employees 4 100%
of those in investment advisory functions 3 50%
Private Fund GAV* 0
Avg Account Size 33,629,501
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies

Advisory Activities

- Portfolio management for investment companies

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

101M 86M 72M 58M 43M 29M 14M
2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees