Adviser Profile

As of Date 03/17/2026
Registration SEC, Approved, 06/07/2021
Other registrations (6)
ADV Location BROOKVILLE, OH, United States
Contact Info 937 xxxxxxx
Websites
AUM* 218,569,672 43%
of that, discretionary 215,413,742 42%
Number of Employees 5 25%
of those in investment advisory functions 4 33%
Private Fund GAV* 0
Avg Account Size 191,560 22%
% High Net Worth 12.33% -46%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Commissions

Reported AUM

215M 185M 154M 123M 92M 62M 31M
2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary