Overview
Blue Capital, Inc. (hereinafter called “BCI”) is a Registered Investment Adviser based in
Omaha, Nebraska, and incorporated under the laws of the State of Nebraska. BCI is owned by
Jay Molina and Mike Herek. BCI is registered with the SEC and subject to the rules and
regulations of the US Advisers Act.. Founded in September 2019, BCI provides investment
advisory services, which may include, but are not limited to, the review of client investment
objectives and goals, recommending asset allocation strategies of managed assets among
investment products such as cash, stocks, mutual funds and bonds, annuities, and/or preparing
written investment strategies. Our investment advice is tailored to meet our clients’ needs and
investment objectives. Clients may impose restrictions on investing in certain securities or
types of securities (such as a product type, specific companies, specific sectors, etc.) by
providing a signed and dated written notification, of which an e-mail is also an acceptable form
of notification. BCI also provides financial planning consulting services including, but not
limited to, risk assessment/management, investment planning, estate planning, financial
organization, or financial decision making/negotiation.
BCI provides investment advisory and other financial services through its Investment Advisory
Representatives ("IAR") to accounts
opened with BCI. Managed Accounts are available to
individuals.
BCI provides discretionary and non-discretionary investment advisory services to some of its
clients through various managed account programs. BCI will assist clients in determining the
suitability of the Managed Account Programs for the client. The IAR is compensated through
a comprehensive single fee and the account may be assessed other charges associated with
conducting a brokerage business. BCI and its IAR, as appropriate, will be responsible for the
following:
• Performing due diligence
• Recommending strategic asset and style allocations
• Providing research on investment product options, as needed
• Providing client risk profile questionnaire
• Obtaining investment advisory contract from client with required financial, risk tolerance,
suitability and investment vehicle selection information for each new account
• Performing client suitability check on account documentation, review the investment
objectives and evaluate the investment vehicle selections
• Providing Firm Brochure (this document)
BCI does not participate in a wrap fee program.
Assets Under Management
The firm currently manages $ 188,294,816.00 discretionary client assets and $ 0.00 non-
discretionary client assets as of December 31, 2023.
Form ADV, Part 2A, Item 5