ASLF is an SEC registered investment adviser with its principal place of business located in San Jose, California. It should be noted that registration as an investment adviser does not require and should not be interpreted to imply any particular level of skill or training. ASLF began conducting advisory business in 2002. Listed below are the firmʹs principal shareholders (i.e., those individuals and/or entities controlling 25% or more of this company).  Renée M. Snow, Managing Member and sole owner The Managing Member of ASLF is separately licensed as a registered representative of Osaic Wealth, Inc. (hereinafter ʺOsaicʺ), a SEC registered investment adviser and broker‐dealer, and a member of FINRA. (Prior to September 5, 2023, the aforementioned broker‐dealer affiliation was with SagePoint Financial, Inc., which was an independent broker dealer operating under the Advisors Group umbrella of independent broker‐dealers. Advisors Group restructured and subsequently began operating under the Osaic Wealth, Inc. consolidated entity.) ASLF offers the following advisory services to our clients: PORTFOLIO MANAGEMENT SERVICES VISION2020 Wealth Management Platform: ADVISOR MANAGED PORTFOLIOS PROGRAM Our firm provides continuous advice to a client regarding the investment of client funds based on the individual needs of the client. ASLF manages client accounts utilizing the VISION2020 Wealth Management Platform – Advisory Managed Portfolios Program (ʺAdvisor Managed Portfoliosʺ or the ʺProgramʺ). The Wealth Management Platform – Advisor Managed Portfolios Program (“Advisor Managed Portfolios”) provides comprehensive investment management of your assets through the application of asset allocation planning software as well as the provision of execution, clearing and custodial services through Pershing, LLC (“Pershing”). Advisor Managed Portfolios provides risk tolerance assessment, efficient frontier plotting, fund profiling and performance data, and portfolio optimization and re‐balancing tools. Utilizing these tools, and based on your responses to a risk tolerance questionnaire (“Questionnaire”) and discussions that we have together regarding, among other things, investment objective, risk tolerance, investment time horizon, account restrictions, and overall financial situation, we construct a portfolio of investments for you. This portfolio may consist of mutual funds, exchange traded funds, equities, options, debt securities, variable life, variable annuity sub‐accounts (certain restrictions may apply) and other investments. ASLF manages these client accounts on a discretionary or non‐discretionary basis. Each portfolio is designed to meet your individual needs, stated goals and objectives. Additionally, you have the opportunity to place reasonable restrictions on the types of investments to be held in the portfolio. We offer Advisor Managed Portfolios as an account where no separate transactions charges apply and a single fee is paid for all advisory services and transactions (ʺWrap Accountʺ). For further Advisor Managed Portfolios details please see the Advisor Managed Portfolios Wrap Fee Program Brochure. We provide this brochure to you prior to or concurrent with your enrollment in Advisor Managed Portfolios. Please read it thoroughly before investing. The Program is offered through Osaic, which sponsors the Advisor Managed Portfolios Program and provides certain software and other services to ASLF to operate the Program. Pershing provides all custodial and clearing services for Program Accounts. Our investment recommendations will generally include advice regarding the following securities:  Exchange‐listed securities • Securities traded over‐the‐counter  Certificates of deposit • Commercial paper  Mutual fund shares • Exchange‐traded funds  Municipal securities • U. S. governmental securities  Variable life insurance • Variable annuities  Corporate debt securities (other than commercial paper) Although recommendations for new investments will typically be limited to these items, we may render investment advice on other types of investments held by a client at the start of the advisory relationship. Furthermore, clients may impose reasonable restrictions on investing in certain securities, types of securities, or industry sectors. Because some types of investments involve certain additional degrees of risk, they will only be implemented/recommended when consistent with the clientʹs stated investment objectives, tolerance for risk, liquidity and suitability. FINANCIAL PLANNING SERVICES ASLF provides project oriented and ongoing financial planning services. Financial planning is a comprehensive evaluation of a client’s current and future financial state by using currently known variables to predict future cash flows, asset values and withdrawal plans. Through the

financial planning process, all questions, information and analysis are considered as they impact and are impacted by the entire financial and life situation of the client. Clients purchasing this service will generally receive a written report which provides the client with a detailed financial plan designed to assist the client achieve his or her financial goals and objectives. In general, the financial plan can address any or all of the following areas:  PERSONAL: We review family records, budgeting, personal liability, estate information and financial goals.  TAX & CASH FLOW: We analyze the client’s income tax and spending and planning for past, current and future years; then illustrate the impact of various investments on the clientʹs current income tax and future tax liability.  INVESTMENTS: We analyze investment alternatives and their effect on the clientʹs portfolio.  INSURANCE: We review existing policies to ensure proper coverage for life, health, disability, long‐term care, liability, home and automobile.  RETIREMENT: We analyze current strategies and investment plans to help the client achieve his or her retirement goals.  DEATH & DISABILITY: We review the client’s cash needs at death, income needs of surviving dependents, estate planning and disability income.  ESTATE: We assist the client in assessing and developing long‐term strategies, including as appropriate, living trusts, wills, review estate tax, powers of attorney, asset protection plans, nursing homes, Medicaid and elder law. We gather required information through in‐depth personal interviews. Information gathered includes the clientʹs current financial status, tax status, future goals, returns objectives and attitudes towards risk. We carefully review documents supplied by the client, including a questionnaire completed by the client, and prepare a written report. Should the client choose to implement the recommendations contained in the plan, we suggest the client work closely with his/her attorney, accountant, insurance agent, and/or stockbroker. Implementation of financial plan recommendations is entirely at the clientʹs discretion. We also provide general non‐securities advice on topics that may include tax and budgetary planning, estate planning and business planning. Typically, the financial plan is presented to the client within 90 days of the contract date, provided all information needed to prepare the financial plan has been promptly provided by the client. CONSULTING SERVICES Clients can also receive one‐time or ongoing investment advice on a more focused basis. This may include advice on only an isolated area(s) of concern such as estate planning, retirement planning, or any other specific topic. We also provide specific consultation and administrative services regarding investment and financial concerns of the client. Additionally, ASLF provides advice on non‐securities matters. Generally, this is in connection with the rendering of tax planning, insurance, and/or annuity advice. GENERAL SERVICE INFORMATION Tax Preparation Services: ASLF also offers tax preparation services to the firm’s advisory clients for separate and customary compensation. These services are provided by Ms. Snow in her separate capacity as an Enrolled Agent. Please refer to Item 10 of this document for important additional information concerning these activities. Limitations: As previously disclosed, the Managing Member of ASLF is a registered representative of Osaic. Accordingly, advisory recommendations include those products offered by this company. However, if a product is not offered through Osaic, other companies offering the products will be recommended. Fiduciary Disclosure: Because ASLF is a registered investment adviser, we are required to meet certain fiduciary standards when providing investment advice to clients. Additionally, when we provide investment advice related to a retirement plan account or an individual retirement account, we are considered fiduciaries within the meaning of Title I of the Employee Retirement Income Security Act and/or the Internal Revenue Code, as applicable, which are laws governing retirement accounts. As such, we are required to act in your best interest and not put our interest ahead of yours, even though our compensation creates some conflicts with your interests in that the more you have us manage, the more we can earn. Our clients however are under no obligation to use services recommended by our associated persons. Furthermore, we believe that our recommendations are in the best interests of our clients and are consistent with our clients’ needs. AMOUNT OF MANAGED ASSETS As of 12/31/2022, ASLF had approximately $112,000,000 in discretionary assets under management, and no non‐ discretionary assets under management.