Firm Description
Avos Capital Management, LLC (‘we,” “us,” “our,” or “Avos”), is a Delaware State Limited Liability
Company formed January 6, 2021. Avos’ principal owners are three individuals: Joshua Blanchfield, Peter
Joers, and Michael Polansky. Between them, they own 100% of the firm.
Types of Advisory Services
Avos offers and provides tailored investment advisory and management services to individuals, high-net-
worth individuals, institutional clients, pension plans, trusts, estates, privately offered pooled investment
vehicles and charitable organizations (each a “Client” and, collectively, the “Clients”).
We provide ongoing, supervisory asset management services to Clients. We implement portfolios using
publicly traded securities through a broad variety of asset classes, including but not limited to equities,
fixed income, commodities, and currencies. We often use exchange-traded funds to gain efficient
exposure to the desired asset classes. Our goal is to build efficient portfolios, specifically portfolios which
will generate risk-adjusted returns tailored to the client’s specific needs. At times, Clients come to us with
existing privately held securities, and we provide those clients with ongoing analysis at both the security
and portfolio level, and recommendations, as needed for the client’s specific needs. We generally manage
Client portfolios on a discretionary basis. However, we will provide ongoing supervisory management
services on a non-discretionary basis upon request from a Client and agreed to in writing through our
management agreement.
Avos primarily provides investment advisory services to Clients through financial professionals associated
with Avos as Investment Adviser Representatives (“IAR”). Each IAR is required by applicable rules and
policies to obtain licenses to recommend specific investment products and services, investments, or
models depending on the licenses obtained; they may transact business or respond to inquiries only in
the state(s) in which they are appropriately qualified. For more information about each IRA, refer to their
Brochure Supplement, which is a separate document that is provided to each Client by Avos along with
this Brochure before or at the time the Client engages Avos.
Avos also serves as the Managing Member, Investment Manager and Commodity Pool Operator to the
Avos Titus Fund, LLC (“Titus Fund” or the “Fund”)). The Titus Fund is intended for investment by certain
investors (collectively the “Investors” or “Limited Partners” and each an “Investor” or “Limited Partner”)
that meet the definition of “accredited investor” as defined under Regulation D of the securities Act of
1933, as amended.
From time to time, Avos recommends that certain Clients invest in the Titus Fund to the extent that
such
an investment would be suitable and appropriate for such Client. Such recommendations are subject to
certain potential conflicts of interest on the part of Avos and involve the payment of certain fees and
compensation by a Client that invests in the Titus Fund. Additional details regarding the Funds are
provided in Item 5: Fees and Compensation and Item 10: Other Financial Industry Activities and Affiliations
below.
The Firm’s investment management and advisory services to the Fund are provided pursuant to the terms
of their respective private placement memorandum and/or other offering documents, investment
advisory agreement, limited partnership agreement, limited liability company agreement, or other
governing documents (collectively, the “Governing Documents”).
Client-Tailored Relationships
We take the time to understand each Client’s unique risk profile and goals and strive to create a highly
efficient, diversified strategic portfolio tailored to the individual needs of each client.
Clients may impose reasonable restrictions on investing in certain securities or types of securities, which
will be captured in writing, if we agree to accommodate such restrictions.
The Firm’s investment management and advisory services to the Titus Fund are provided pursuant to the
terms the Fund’s private placement memorandum and/or other offering documents, investment advisory
agreement, limited liability company agreement, or other governing documents (collectively, the
“Governing Documents”).
Participation in Wrap Fee Programs
We do not offer or participate in a Wrap Fee Program.
Assets Under Management
As of December 31, 2023, we managed $245,639,822 in client assets; $140,959,253 managed on a
discretionary basis and $104,680,569 managed on a non-discretionary basis.
Important Information for Retirement Investors
When we recommend that you rollover retirement assets or transfer existing retirement assets (such as
a 401(k) or an IRA) to our management, we have a conflict of interest. This is because we will generally
earn additional revenue when we manage more assets. In making the recommendation, however, we do
so only after determining that the recommendation is in your best interest. Further, in making any
recommendation to transfer or rollover retirement assets, we do so as a “fiduciary,” as that term is defined
in ERISA or the Internal Revenue Code, or both. We also acknowledge we are a fiduciary under ERISA or
the Internal Revenue Code with respect to our ongoing investment advisory recommendations and
discretionary asset management services, as described in the advisory agreement we execute with you.
To the extent we provide non-fiduciary services to you, those will be described in the advisory agreement.