Adviser Profile

As of Date 05/28/2026
Registration SEC, Approved, 03/24/2021
Other registrations (5)
Contact Info 214 xxxxxxx
Websites
AUM* 465,984,250 49%
of that, discretionary 465,984,250 49%
Number of Employees 7 40%
of those in investment advisory functions 4
Private Fund GAV* 0
Avg Account Size 913,695 36%
% High Net Worth 45.00% 1%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

405M 347M 289M 231M 173M 116M 58M
2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name BAKER TILLY US, LLP Filing Date10/22/2025 Form ADV-E View Report
Accounting Firm Name MOSS ADAMS LLP Filing Date11/25/2024 Form ADV-E View Report
Accounting Firm Name MOSS ADAMS LLP Filing Date10/24/2023 Form ADV-E View Report

Brochure Summary