Amuni Financial, Inc. (“AMUNI”) is a Florida corporation, established in 1980 and is a general securities Broker Dealer registered with the Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA), the Municipal Securities Rulemaking Board (MSRB) and 49 states and U.S Territories. In 1998 and 1999 respectively, AMUNI became registered as an investment adviser with locations in the states of Florida and Arkansas. The firm has a registered branch office located in Little Rock, Arkansas. The principal owner of AMUNI is Michael C. Petagna; he serves as the President and Chief Compliance Officer (“CCO”). Our primary focus is to provide personalized investment supervisory services tailored to the individual needs of our clients, charging a percentage of assets under management. Our clients are comprised of individuals, trusts, estates and/or charitable organizations. We use a fundamental method of analysis, drawing on information sources that include: financial newspapers and magazines, research materials prepared by others, corporate rating services, annual reports, prospectuses, filings with the SEC, and company press releases, as well as, the overall economic and industry conditions. AMUNI FA’s can host existing customers and potential prospects in educational seminars and webinars. Using financial information obtained from the initial client interview, your FA will construct a portfolio of securities based on your individual needs, risk tolerance and investment objectives and may use outside money managers/advisors in constructing your portfolio. Your portfolio may include load or no-load mutual funds, exchange-traded funds (ETFs), stocks, bonds, cash, derivatives, closed end funds, and other types of securities. Internal expenses and fees of security investments will be considered; however, the lowest cost mutual fund, share-class, ETF, or other security will not always be available or used in the FA’s investment strategy for your account. Clients have the ability to impose restrictions on investing in certain securities. Such restrictions must be discussed and agreed upon at the start of the advisory relationship. In cases where clients would like to impose restrictions later in the relationship the client must disclose the restriction in writing to their Adviser. No transactions prior to notification are subject to the restriction. Where the restrictions

requested are impractical, the client will be informed, and such request will not be honored. Advisory Services: Wrap Fee Programs AMUNI has entered an agreement with Wells Fargo Clearing Services, LLC. (“WFCS”), pursuant to which WFCS provides advisory and/or other services with respect to the Programs. Clients of investment advisory accounts described herein are clients of AMUNI. AMUNI is not related to or affiliated with WFCS or First Clearing (the “Clearing Agent”). AMUNI has custody of your assets given that AMUNI is permitted to transfer client funds or securities maintained with the custodian to third parties subject to AMUNI’s clearing agreement. WFCS serves as your qualified custodian. WFCS will send you quarterly statements and in certain circumstances where warranted, monthly statements. Clients should carefully review these statements and compare to their own records. All management fees are deducted by WFCS from your account with your written permission. The Clearing Agent qualifies as a “qualified custodian” as described by Rule 206(4)-2 of the Investment Advisers Act. WFCS and Clearing Agent each reserve the right to reject and not provide services to any client or with respect to any client account for any reason. www.amuni.com Page 5 of 25 WFCS is the sponsor of and provides advisory and other services to AMUNI with respect to the following WFCS Programs: Personalized Unified Managed Account (UMA), FundSource, and Customized Portfolios. Please review the appropriate WFCS Disclosure Documents for descriptions of each program. AMUNI is the sponsor of the following programs: Asset Advisors, Custom Choice, PIM (Private Investment Management), and Private Advisor Network. While WFCS does not provide advisory services with respect to the aforementioned programs, WFCS provides certain non-advisory services that allow AMUNI to offer these programs. Please review the AMUNI Financial, Inc. Wrap Fee Program Brochure for descriptions of these programs. AMUNI receives a portion of the wrap fee for our services. You should work with your FA to determine whether a commission- based account, where you pay per transaction for each trade, is better suited for your needs than a fee-based account. As of December 31, 2023, AMUNI managed approximately $130,911,000 in regulatory assets all of which is managed on a non-discretionary basis.