William O'Neil & Co. Incorporated (the “Company”) is a Delaware corporation and is headquartered in Los Angeles, California, with offices in New York, Boston, San Francisco, Chicago and London. The Company is wholly owned by O’Neil Capital Management, Inc., which in turn is wholly owned by Data Analysis Inc. The Company has been doing business since 1963, and under its current ownership since 2010. The Company performs stock analysis through its proprietary research methodology, and sells subscription research and bespoke consulting services to more than 300 institutional investment managers. The Company provides timely, and time saving, global buy and sell recommendations, customized independent research and market advice. The Company does not manage client assets or accounts, and does not participate in wrap fee programs. With 60 years’ experience and covering 21 market cycles, the Company has compiled fact-based evidence on more than 1,000 individual outperforming stocks. The Company looks for companies with stock outperformance driven by the lasting qualities of the most innovative companies (measured by fundamental data) and the psychology of human investors (measured by technical indicators). This blended perspective is at the core of every new service and technological advancement the Company has developed—and it guides its daily stock-picking. The Company’s proprietary profile analysis blends relevant aspects of fundamental, quantitative, and technical analysis. This unique approach reveals distinctive market insights to the Company’s institutional clients that are

actionable across investing disciplines. The Company’s independent research is empirical, defensible, rigorous and dynamic. To review the predominant forms of stock analysis more closely with the Company’s proprietary model analysis please see Item 8. The Company offers the following research analyses as part of its subscription and or custom services:  U.S. Focus List – Long Ideas  Global Focus List – Developed Markets – Long Ideas  Global Focus List – European Markets – Long Ideas  Global Focus List – Emerging Markets – Long Ideas  Global Focus List – Frontier Markets – Long Ideas  Global Focus List – China A Shares – Long Ideas  Global Focus List – Laggard Ideas  Global Sector Strategy  Special Research Reports – covering various investment themes  O’Neil Exclusive Focus List - high touch servicing from O’Neil Sales Directors and Analysts with bespoke buy/sell recommendations  AlphaScope®  Analytical Perspective®  O'Neil Database® - Volume I  O'Neil Database® - Volume II  O'Neil Database® - Supplement  Week in Review™ US Editions include: o Week in Review ™ - Large Cap o Week in Review™ - Mid Cap o Week in Review ™ - Small Cap o Week in Review ™ - Micro Cap  Week in Review™ International Editions include: o Week in Review ™ - China o Week in Review ™ - Hong Kong o Week in Review™ - India o Week in Review ™- Canada o Week in Review ™- Germany o Week in Review ™- Japan o Week in Review ™- United Kingdom  PANARAY®  O'Neil Quant Services (“Data feed”)  Bespoke Consulting Services