9AT: ASTRIS ADVISORY JAPAN K.K.

ASTRIS ADVISORY JAPAN K.K.

ASTRIS ADVISORY JAPAN K.K.

Adviser Profile

As of Date	02/02/2026
Registration	SEC, Approved, 04/17/2020
ADV Location	TOKYO, Japan
Contact Info	81- xxxxxxx
Websites

AUM^*	0
of that, discretionary
Number of Employees	35 3%
of those in investment advisory functions	4 -33%
Private Fund GAV^*	0
SMA’s	No
Private Funds	0

Adviser Type

- Outside the United States

Client Types

Advisory Activities

- Publication of periodicals or newsletters

Compensation Arrangments

- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

1 1 1 1

2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

Astris is a subscription-based SEC-registered investment adviser with its principal place of business located in Tokyo, Japan. The firm was founded in 2018 by David Shirt, our Chief Executive Officer. David Shirt is the only owner with a greater than 25% interest in Astris. Research Services Our firm provides our clients with independent research on companies based in Japan. Currently, Astris’ focus for mid/small cap companies and for commodities such as ferrous, non-ferrous and new energy markets. We may expand the scope of our research as the needs of our clients change. Our research is focused on a limited number of publicly traded securities at any given time; we do not intend to offer general investment research or advice. In the course of researching specific securities, we also generate valuable research on the broader financial and economic systems within which these securities operate. Astris bases its decision on what securities to research primarily by identifying

where there is a need for additional research in the market, and so an opportunity for Astris to generate insight to help our clients. In this way, client needs can influence the research Astris provides, but our services are not otherwise tailored to client needs. Our research is delivered to clients via electronic communications. When Astris creates a new written investment research report on stocks and systems it covers, or when a recommendation on a covered security changes, all clients based on their specific needs and subscription agreement will receive an email from Astris. The research materials which clients receive are dictated by the client’s agreement with Astris. Clients may either request specific research products, or subscribe to receive all research produced by Astris. Astris does not provide portfolio management services, nor does it otherwise manage client assets. Therefore, Astris does not have any assets under management to report.