Adviser Profile

As of Date 02/23/2026
Registration SEC, Approved, 12/18/2020
ADV Location SCRANTON, PA, United States
Contact Info 570 xxxxxxx
Websites
AUM* 422,967,973 29%
of that, discretionary 422,967,973 34%
Number of Employees 3
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 307,837 31%
% High Net Worth 23.45% 30%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

423M 363M 302M 242M 181M 121M 60M
2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker037833100 Stock NameAPPLE INC $ Position$45,691,630 % Position16.00% $ Change13.00% # Change-1.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$24,594,996 % Position8.00% $ Change13.00% # Change-2.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$13,036,636 % Position4.00% $ Change-1.00% # Change-2.00%
Stck Ticker81369Y803 Stock NameSELECT SECTOR SPDR TR $ Position$12,459,366 % Position4.00% $ Change38.00% # Change-4.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$9,782,427 % Position3.00% $ Change12.00% # Change-2.00%
Stck Ticker007903107 Stock NameADVANCED MICRO DEVICES INC $ Position$6,180,882 % Position2.00% $ Change183.00% # Change-1.00%
Stck Ticker02079K107 Stock NameALPHABET INC $ Position$6,234,639 % Position2.00% $ Change21.00% # Change-2.00%
Stck Ticker46625H100 Stock NameJPMORGAN CHASE & CO $ Position$6,537,903 % Position2.00% $ Change7.00% # Change-4.00%
Stck Ticker30303M102 Stock NameMETA PLATFORMS INC $ Position$7,022,972 % Position2.00% $ Change-5.00% # Change-4.00%
Stck Ticker81369Y605 Stock NameSELECT SECTOR SPDR TR $ Position$5,614,661 % Position2.00% $ Change6.00% # Change-2.00%

Brochure Summary