Adviser Profile

AUM* 686,409,925 56%
of that, discretionary 668,250,746 58%
Number of Employees 41 -9%
of those in investment advisory functions 17 6%
Private Fund GAV* 0
Avg Account Size 187,544 40%
% High Net Worth 33.37% -8%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Insurance companies
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

614M 526M 439M 351M 263M 175M 88M
2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker72201R577 Stock NamePIMCO ETF TR $ Position$29,014,778 % Position6.00% $ Change88.00% # Change88.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$15,265,675 % Position3.00% $ Change15.00% # Change0.00%
Stck Ticker46641Q332 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$8,095,124 % Position2.00% $ Change32.00% # Change32.00%
Stck Ticker464287200 Stock NameISHARES TR $ Position$10,788,248 % Position2.00% $ Change169.00% # Change135.00%
Stck Ticker46138E339 Stock NameINVESCO EXCH TRADED FD TR II $ Position$7,423,363 % Position2.00% $ Change2542.00% # Change1734.00%
Stck Ticker33738R506 Stock NameFIRST TR EXCHANGE TRADED FD $ Position$8,352,991 % Position2.00% $ Change5.00% # Change-11.00%
Stck Ticker886364116 Stock NameTIDAL TRUST I $ Position$8,796,030 % Position2.00% $ Change198.00% # Change114.00%
Stck Ticker886365105 Stock NameTIDAL TRUST I $ Position$9,009,984 % Position2.00% $ Change201.00% # Change114.00%
Stck Ticker78470P408 Stock NameSSGA ACTIVE TR $ Position$7,093,552 % Position2.00% $ Change # Change
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$9,777,165 % Position2.00% $ Change1097.00% # Change942.00%

Brochure Summary