Adviser Profile

As of Date 05/13/2026
Registration SEC, Approved, 11/12/2020
ADV Location STATE COLLEGE, PA, United States
Contact Info 814 xxxxxxx
Websites
AUM* 268,278,361 41%
of that, discretionary 240,414,184 55%
Number of Employees 5 25%
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 419,841 13%
% High Net Worth 21.91% 40%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

240M 206M 172M 137M 103M 69M 34M
2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary