Overview
Robert A. Zock & Co., Inc. is a registered investment advisor. We are organized as a corporation under
the laws of the State of Massachusetts and maintain a primary office in Sutton, New Hampshire. Robert
A. Zock & Co., Inc. was established in 1976 by Robert A. Zock and has provided investment advisory
services since then. Robert A. Zock Jr. is the principal owner. The word “firm” and pronouns “we” and
“us” are used throughout this brochure and refer to Robert A. Zock & Co., Inc.
Investment advice rendered to our clients is based on a careful assessment of the client’s long-term
investment objectives. These objectives are defined with the client after a detailed review of individual
or family financial circumstances. In most cases, a personal or family balance sheet is developed. We
then design an investment strategy and program consistent with these personal and financial factors.
Since our investment philosophy is a long-term one, our investment
strategy is long-term too,
particularly regarding common stock commitments. These stock purchases are made with the
expectation that the security will not be sold within one year. Consistent with this philosophy, we do
not engage in short-term trading, no options are purchased and no short sales or margin transactions
are entered into. However, short-term bond purchases are often made as part of the maintenance of a
portfolio's reserve positions. These positions usually consist of holdings of U.S. Treasury bills and notes
or short-term tax-exempt bonds maturing within one year.
No account will be accepted for management or advice unless it is clear to both principal and client that
advice is needed and that the services rendered will be of constructive assistance in implementing the
client’s long-term financial objectives.
As of December 31, 2023, Robert A. Zock & Co., Inc. had 98 discretionary accounts valued at
$145,447,543.