Adviser Profile

As of Date 04/29/2026
Registration SEC, Approved, 01/06/2014
ADV Location DALLAS, TX, United States
Contact Info 972 xxxxxxx
Websites
AUM* 329,686,911 15%
of that, discretionary 329,686,911 15%
Number of Employees 9
of those in investment advisory functions 6
Private Fund GAV* 0
Avg Account Size 320,084 24%
% High Net Worth 33.46% -24%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

330M 283M 235M 188M 141M 94M 47M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287465 Stock NameISHARES TR $ Position$47,871,332 % Position17.00% $ Change100.00% # Change98.00%
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$40,869,975 % Position15.00% $ Change778.00% # Change707.00%
Stck Ticker464287655 Stock NameISHARES TR $ Position$27,378,807 % Position10.00% $ Change91.00% # Change68.00%
Stck Ticker921910709 Stock NameVANGUARD WORLD FD $ Position$16,551,015 % Position6.00% $ Change-52.00% # Change-52.00%
Stck Ticker922042858 Stock NameVANGUARD INTL EQUITY INDEX F $ Position$10,233,313 % Position4.00% $ Change # Change
Stck Ticker46641Q837 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$11,110,532 % Position4.00% $ Change-83.00% # Change-83.00%
Stck Ticker46137V357 Stock NameINVESCO EXCHANGE TRADED FD T $ Position$8,603,993 % Position3.00% $ Change11.00% # Change3.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$9,167,444 % Position3.00% $ Change94.00% # Change63.00%
Stck Ticker922042874 Stock NameVANGUARD INTL EQUITY INDEX F $ Position$7,370,158 % Position3.00% $ Change5.00% # Change4.00%
Stck Ticker922908611 Stock NameVANGUARD INDEX FDS $ Position$4,289,988 % Position2.00% $ Change10.00% # Change3.00%

Brochure Summary