A. Alexander Capital Advisors, LLC, founded in March 2006 by Thomas F. Paolozzi III, the firm’s sole owner, is an SEC‐registered investment adviser located in New Canaan, Connecticut. B. Alexander Capital Advisors, LLC provides its Clients (i.e. individuals, pension and profit‐sharing plans, trusts, and business entities) with discretionary investment management services on a wrap‐fee basis pursuant to the terms and conditions of its wrap‐fee program. We do not provide financial planning or insurance planning services. To the extent specifically requested by a Client, we may provide limited consultation services to our investment management Clients on investment and non‐investment related matters. Any such consultation services, to the extent rendered, will be rendered exclusively on an unsolicited basis, for which we shall not receive any separate or additional fee. Alexander Capital Advisors, LLC also serves as the General Partner to a private fund, The Plato Fund L.P. (the “Fund”) and provides investment advice to the Fund. The Plato Fund, LP Alexander Capital Advisors, LLC also provides investment advice to the Fund, for which Alexander Capital Advisors, LLC acts as the General Partner. The Fund is a hedged long‐only value fund that seeks investment opportunities in U.S. listed companies predominately found in the Russell 2000 Index. The investment strategy of the Fund differs from the strategy we typically apply for other Client accounts, and may be a suitable investment for a portion of a Client’s account. Alexander Capital Advisors, LLC offers advice to its Clients on the advisability of investing in the Fund, but does not cause a Client’s assets to be invested in the Fund except at the direction of the Client. Interests in the Fund are privately offered only to “qualified clients” as defined below in Item 6 – Performance Based Fees and Side‐By‐Side Management. The Fund relies on an exemption from registration under the Investment Company Act of 1940. Investment in the Fund involves a significant degree of risk. All relevant information, terms and conditions relative to the Fund, including the management fee to be paid to the general partner, suitability, investment strategy, risk factors, and potential conflicts of interest, are set forth in the Private Offering Memorandum, Limited Partnership Agreement, and Subscription Agreement, which each subscriber is required to receive and/or execute prior to being accepted as a limited partner of the Fund. Since Alexander Capital Advisors, LLC has a financial interest in the Fund, an investment in the Fund presents a conflict of interest for the Firm. C. Other than with respect to its investment advice to the Fund, Alexander Capital Advisors, LLC provides continuous advice to each Client regarding investment of Client funds based on the individual

needs of the Client. Through personal discussions in which goals and objectives based on a Client's circumstances are established, we develop a Client's suitability and risk tolerance levels, and create and manage a portfolio based on such. We will manage advisory accounts on a discretionary basis only. Account supervision is guided by the stated objectives of the Client (i.e., conservative total return, moderate total return, or aggressive total return). Alexander Capital Advisors, LLC will create a portfolio consisting of one or all the following: individual equities, ETFs, bonds, other investment products, and no‐load or load‐waived mutual funds. Alexander Capital Advisors, LLC will allocate the Client's assets among various investments taking into consideration the financial objectives of the Client. The mutual funds will be selected based on any or all the following criteria: the fund's performance history; the industry sector in which the fund invests; the track record of the fund's manager; the fund's investment objectives; the fund's management style and philosophy; and the fund's management fee structure. Portfolio weighting between funds and market sectors will be determined by each Client's individual needs and circumstances as well as market conditions. Clients will have the opportunity to place reasonable restrictions on the types of investments which will be made on the Client's behalf. Clients will retain individual ownership of all securities. When appropriate to the needs of the Client, Alexander Capital Advisors, LLC may recommend the use of trading (securities sold within 30 days), short sales, margin transactions or option writing. Because these investment strategies involve certain additional degrees of risk, they will only be recommended when consistent with the Client's stated tolerance for risk. D. Alexander Capital Advisors, LLC is the sponsor and investment manager of the Alexander Capital Advisors, LLC Wrap‐Fee Program (hereinafter the "Program"). A "wrap‐fee" program is one that provides the Client with advisory and brokerage execution services for one all‐inclusive fee (also called the “advisory fee”). Except as described below, a Program Client is not charged separate fees for the respective components of the total service. To participate in the Program, all our Clients must direct the use of TD Ameritrade Institutional (TDAI) to act as broker and custodian for Program account securities transactions. Participants in the Program are directed to Appendix 1 to this document, Alexander Capital Advisors, LLC Wrap‐Fee Brochure for additional information regarding the Program. E. Alexander Capital Advisors, LLC manages all Client accounts on a discretionary basis. As of December 31, 2022, the Firm had a total of $ 121,876,000.00 assets under management on a discretionary basis.