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Adviser Profile

As of Date 07/03/2024
Adviser Type - Large advisory firm
Number of Employees 6
of those in investment advisory functions 6
Registration California, Terminated, 02/23/2022
Other registrations (1)
AUM* 133,684,922 7.38%
of that, discretionary 85,760,131 11.56%
Private Fund GAV* 42,723,329
Avg Account Size 396,691 51.67%
% High Net Worth 76.00% -0.51%
SMA’s No
Private Funds 1
Contact Info 844 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

Discretionary
Non-discretionary
140M 120M 100M 80M 60M 40M 20M
2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count1 GAV$42,723,329

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